Proposition VI and the structure of its proof
Part (a) is Sakellaridis’s Theorem 8.0.2 in characteristic zero. Parts (b)–(d) give the equal-characteristic extension and its application to E6/F4, with the hypotheses stated at each step.
Proposition VI as a paper · hypotheses, statement and the structure of the proof (PDF) →
Definitions
Field, group and variety
\(F\) is a non-archimedean local field (the paper’s \(k\)), of characteristic \(0\) in part (a) and \(\mathbb F_q(\!(t)\!)\) in part (b), with ring of integers \(\mathcal O\) (the paper’s \(\mathfrak o\)), maximal ideal \(\mathfrak p=\varpi\mathcal O\), uniformizer \(\varpi\) and residue field \(\mathbb F_q\). \(G\) is a reductive group over \(\mathcal O\), \(B\supseteq A\) a Borel subgroup and a maximal split torus, \(U\) the unipotent radical of \(B\), \(W\) the Weyl group, \(K\) the integral points and \(J\) the Iwahori subgroup:
$$\begin{gathered}K=G(\mathcal O),\\ J=\{g\in K:\ g\bmod\varpi\in B(\mathbb F_q)\}.\end{gathered}$$\(X\) is a \(G\)-scheme over \(\mathcal O\) with a right action, an open \(B_F\)-orbit \(\mathring X_F\), and \(\mathring X:=X\smallsetminus\overline{X\smallsetminus\mathring X_F}\). A point \(x_0\in\mathring X(\mathcal O)\) is fixed, \(H\) is its stabilizer, and \(X=H\backslash G\) (Sakellaridis §2.1, p. 8). As in the paper, \(G\), \(B\), \(A\), \(H\) also denote their groups of \(F\)-points.
Left actions. The other pages write \(X=G/G^\theta\) with a left action. Read \(x\cdot g\) as \(g^{-1}x\): Sakellaridis’s \(xJ\subseteq xB(\mathcal O)\) becomes \(Jx\subseteq B(\mathcal O)x\), and \(X/K\) becomes \(K\backslash X(F)\).
The torus \(A_X\)
The parabolic of the open orbit and a Levi subgroup of it whose derived group lies in \(H\) (Sakellaridis §2.1, p. 8):
$$\begin{gathered}P(X)=\{p\in G:\ \mathring X\,p=\mathring X\},\\ L(X)\subseteq P(X)\ \text{a Levi subgroup},\\ [L(X),L(X)]\subseteq H,\qquad A\subseteq B\cap L(X).\end{gathered}$$ $$A_X:=L(X)/\big(L(X)\cap H\big),$$a torus and a quotient of \(A\), identified with the \(L(X)\)-orbit of \(x_0\) in \(X\). For a symmetric variety \(L(X)\) is the \(\theta\)-stable Levi subgroup of a minimal \(\theta\)-split parabolic. \(\rho_{P(X)}\) is the half-sum of the roots in the unipotent radical of \(P(X)\), and \(\delta_{P(X)}\) its modular character.
\(\Lambda_X\), \(\Lambda_X^+\) and the anti-dominant points \(A_X^+\)
\(\mathcal X(X)\) is the group of characters of the \(B\)-eigenfunctions in \(F(X)\). The lattice and the valuation monoid (§2.1, p. 8):
$$\begin{gathered}\Lambda_X=X_*(A_X)=\operatorname{Hom}(\mathcal X(X),\mathbb Z),\\ \Lambda_X^+\subseteq\Lambda_X,\end{gathered}$$where \(\Lambda_X^+\) is the monoid of \(G\)-invariant \(\mathbb Z\)-valued valuations of \(F(X)\), trivial on \(F^\times\), restricted to the \(B\)-eigenfunctions.
\(\mathcal V\subseteq\operatorname{Hom}(\mathcal X(X),\mathbb Q)\) is the cone spanned by \(\Lambda_X^+\); it contains the image of the negative Weyl chamber, with equality for symmetric varieties. Through the bijection \(\Lambda_X\simeq A_X(F)/A_X(\mathcal O)\), \(\check\lambda\mapsto e^{\check\lambda}(\varpi)\), the preimage of \(\Lambda_X^+\) is the set \(A_X^+\subseteq A_X(F)\subseteq X\) of \(X\)-anti-dominant points; \(x_{\check\lambda}\in A_X^+\) is a point of label \(\check\lambda\in\Lambda_X^+\).
The little Weyl group \(W_X\)
Knop’s action of \(W\) on the \(B_{\bar F}\)-orbits of maximal rank is transitive, and the stabilizer of \(\mathring X\) is (§2.2, p. 9)
$$W(X)=W_X\ltimes W_{P(X)} .$$\(W_X\subseteq W\) acts faithfully on \(\mathcal X(X)\otimes\mathbb Q\), generated by reflections, with fundamental domain \(\mathcal V\). It is the Weyl group of a root system \(\Phi_X\) whose simple roots are the normalized spherical roots \(\Delta_X\) (pp. 41–42). For symmetric \(X\) it is the restricted Weyl group; for \(E_6/F_4\), \(W_X=S_3\).
\(\delta(X)\), the dual tori and the translate \(\delta(X)^{1/2}A_X^*\)
\(d(X)\) is the modular character of \(L(X)\cap B\) (a quotient of a right- by a left-invariant volume form) and \(\delta(X)=|d(X)|\) (§1.7, p. 7). \(A^*\) and \(A_X^*\) are the complex tori of unramified characters of \(A\) and \(A_X\); the quotient \(A\twoheadrightarrow A_X\) gives a map \(A_X^*\to A^*\) whose image is again written \(A_X^*\) (p. 8).
$$\begin{gathered}\delta(X)^{1/2}\in A^*,\\ \delta(X)^{1/2}A_X^*=\{\delta(X)^{1/2}\,y:\ y\in A_X^*\}\subseteq A^*,\end{gathered}$$with \(W_X\) acting on the translate by transport from \(A_X^*\) (p. 3). For symmetric \(X\), \(\delta(X)^{1/2}=q^{\pm\rho_L}\) with \(\rho_L\) the half-sum of the positive roots of \(L(X)\).
\(\mathcal H(G,K)\) and the Satake isomorphism
The unramified Hecke algebra is the algebra of compactly supported \(K\)-bi-invariant functions on \(G(F)\) under convolution, with \(\operatorname{vol}K=1\); the Satake isomorphism identifies it with the \(W\)-invariant regular functions on \(A^*\) (pp. 63–64):
$$\begin{gathered}\mathcal S:\ \mathcal H(G,K)\xrightarrow{\ \sim\ }\mathbb C[A^*]^W,\\ \operatorname{specM}\mathcal H(G,K)=A^*/W .\end{gathered}$$On these pages \(\mathcal H(G,K)\) is written \(\mathcal H_K\).
The restriction map \(r\) and \(\mathcal H_X\)
Restriction of \(W\)-invariant functions on \(A^*\) to the translate, Sakellaridis’s map (8.2) (p. 65), and the image of the Hecke algebra (p. 63):
$$\begin{gathered}r:\ \mathbb C[A^*]^W\longrightarrow\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X},\\ f\longmapsto f|_{\delta(X)^{1/2}A_X^*},\qquad\mathcal H_X:=\operatorname{im}(r\circ\mathcal S).\end{gathered}$$Proposition VII calls this ring \(S\). The image of \(r\) lies in the invariants of the normalizer of \(\delta(X)^{1/2}A_X^*\) in \(W\), but need not be all of them (p. 64).
\(C_c^\infty(X)^K\), the basic function and (SG)
\(C_c^\infty(X)^K\) is the space of \(K\)-invariant, compactly supported, locally constant functions on \(X(F)\), a module over \(\mathcal H(G,K)\) by convolution; on these pages it is \(C_K\). The basic function is the characteristic function of the integral points of the chosen model, and spherical generation asks that it generate:
$$\begin{gathered}\varphi_0:=\mathbf 1_{X(\mathcal O)},\\ \text{(SG)}\qquad\mathcal H(G,K)\cdot\mathbf 1_{X(\mathcal O)}=C_c^\infty(X)^K .\end{gathered}$$Spherical roots, types, colours and \(\Theta\)
Types of a pair (p. 9). For a \(B_{\bar F}\)-orbit \(Y\) of maximal rank and a simple root \(\alpha\), \((YP_\alpha/R(P_\alpha))_{\bar F}\) is a homogeneous spherical variety for \(\mathrm{PGL}_2\) of type \(G\) (\(\mathrm{PGL}_2\backslash\mathrm{PGL}_2\)), \(U\) (\(SU\backslash\mathrm{PGL}_2\), \(U\) maximal unipotent, \(S\subseteq N(U)\)), \(T\) (\(T\backslash\mathrm{PGL}_2\), \(T\) a non-trivial torus) or \(N\) (\(N(T)\backslash\mathrm{PGL}_2\)).
Spherical roots (pp. 41–44). The spherical roots generate \(\mathcal X(X)\) on the extremal rays of the cone \(\{\chi:\langle v,\chi\rangle\le0\ \forall v\in\mathcal V\}\). The normalized spherical root \(\gamma\) is the positive multiple that is a root of \(G\) or a sum of two orthogonal roots simple for some basis; \(\Delta_X\) is the set of them, \(w_\gamma\in W_X\) the simple reflection, and \(L_\gamma\) the standard Levi subgroup of \(\mathrm{supp}\,\gamma\). \(\gamma\) has type \(G\) if it is not proportional to a root of \(G\), and otherwise type \(T\) or \(N\) according as the proportional root lies in \(\mathcal X(X)\) or not. A Brion path for \(w_\gamma\) is a reduced path of \(B\)-orbits realizing \(w_\gamma\) (p. 43).
Cocycles (p. 44). \(B_w:W_X\to\mathbb C(A_X^*)\), defined in (6.1) from the functional equations of the Mackey morphisms of step 1.
Colours (pp. 44, 58–60). Colours are the \(B_{\bar F}\)-stable prime divisors \(D\) of \(X_{\bar F}\), with valuations \(\check v_D\in\operatorname{Hom}(\mathcal X(X),\mathbb Z)\); \(D\) belongs to \(\gamma\) if it is the codimension-one orbit of a Brion path of \(w_\gamma\). A virtual weighted colour is a triple \((\check\theta,\sigma,r)\) with \(\check\theta=\check v_D\), \(\sigma=+\) unless \(D\) is not defined over \(F\), and third entry \(r_{\check\theta}=\langle\check\theta,\rho_{P(X)}\rangle\), together with the additions for type \(T\) (p. 59). Then
\(\Theta\) is the smallest \(W_X\)-stable, negation-closed multiset of triples containing them, and
$$\Theta^+=\{\check\theta\in\Theta:\ \check\theta\in\mathcal T\},$$where \(\mathcal T\) is the cone spanned by the colour valuations; \(\check\theta\gt0\) means \(\check\theta\in\Theta^+\) and \(\check\theta\lt0\) means \(-\check\theta\in\Theta^+\).
\(E_6/F_4\) and its model \(\mathcal M_\theta\)
\(G_{\mathbb Z}\) is the split simply connected Chevalley group of type \(E_6\) with pinning \((T,B,\{x_{\alpha_i}\})\) (Bourbaki labels: the chain \(1\)–\(3\)–\(4\)–\(5\)–\(6\), node \(2\) on node \(4\)). \(C\) is the Chevalley involution (\(C(t)=t^{-1}\) on \(T\), \(C(x_{\pm\alpha_i}(c))=x_{\mp\alpha_i}(-c)\)), \(w_L\) the longest element of \(W(D_4)\) on the black nodes \(2,3,4,5\), and \(\sigma_L\) its Tits lift. The involution and the model, over every DVR \(\mathcal O\) with \(2\in\mathcal O^\times\):
$$\begin{gathered}\theta=\theta_0:=\operatorname{Int}(\sigma_L)\circ C,\qquad\theta|_T=-w_L,\\ \mathcal M_\theta:\quad X_{\mathcal O}:=\big(G_{\mathbb Z}/G_{\mathbb Z}^{\theta_0}\big)\otimes\mathcal O,\\ H_{\mathcal O}:=G_{\mathcal O}^{\theta_0},\qquad x_0=eH .\end{gathered}$$\(\theta_0\) has type E IV and is defined over \(\mathbb Z\); the standard parabolic \(P=U_P\rtimes L\) of the black nodes is minimal \(\theta_0\)-split, with \(L=Z_G(S)\) and \(S=(T^{-\theta_0})^\circ\) of rank \(2\) (S4-11).
With \(\varphi=1-\theta\) on \(\Lambda_T=X_*(T)\) and \(e_i=\varphi(\alpha_i^\vee)\), and \(\rho_L\) the half-sum of the positive roots of the black \(D_4\):
$$\begin{gathered}\Lambda_X=\varphi(\Lambda_T)=\Lambda_S=\mathbb Ze_1\oplus\mathbb Ze_6,\\ W_X=S_3,\\ \langle\rho_L,\alpha_j^\vee\rangle_{j=1,\dots,6}=(-3,1,1,1,1,-3).\end{gathered}$$The restricted root system is \(A_2\) with all multiplicities \(8\). In the coordinates \(u=y(e_1)\), \(v=y(e_6)\) of \(A_X^*\) put \(y_1=(q^{-5},q)\); \(\sigma\) is the diagram automorphism \(1\leftrightarrow6\), \(3\leftrightarrow5\) (not the sign \(\sigma\) of a virtual weighted colour). Root data on the family page →
Close local fields and the test fields \(F'_e\)
\(\Lambda=W(\mathbb F_q)\) is the ring of Witt vectors and \(\mathbb Q_q=\Lambda[1/p]\). The equal-characteristic field and the totally ramified \(p\)-adic fields of the transfer are
$$\begin{gathered}F=\mathbb F_q(\!(t)\!),\quad\mathcal O=\mathbb F_q[\![t]\!],\quad\varpi=t,\\ F'_e=\mathbb Q_q(p^{1/e}),\quad\mathcal O'_e=\Lambda[p^{1/e}],\\ \varpi'=p^{1/e}.\end{gathered}$$Two local fields \(E,E'\) with residue field \(\mathbb F_q\) are \(m\)-close if there is a \(\Lambda\)-algebra isomorphism \(\mathcal O_E/\varpi_E^m\cong\mathcal O_{E'}/\varpi_{E'}^m\) sending \(\varpi_E\) to \(\varpi_{E'}\). Since \(p=\varpi'^e\),
$$\begin{gathered}\mathcal O'_e/\varpi'^m=\mathbb F_q[\varpi']/(\varpi'^m)\\ \cong\mathbb F_q[t]/(t^m)\quad(m\le e),\end{gathered}$$so \(F\) and \(F'_e\) are \(e\)-close (Deligne; Kazhdan). A test field \(E\) is \(F\) or some \(F'_e\); over it \(K=G(\mathcal O_E)\) and \(t^\lambda:=\lambda(\varpi_E)\) for a cocharacter \(\lambda\). The order \(c\preceq d\) on \(\Lambda_T\otimes\mathbb Q\) means \(\langle d-c,\omega_j\rangle\ge0\) for every fundamental weight \(\omega_j\).
Symmetric varieties, \(\tau\), the labels \(x_\kappa\) and \(T_\lambda\)
\(G\) is split reductive over \(\Lambda\) with connected fibres and simply connected derived group, \(\theta\) an involution of \(G_\Lambda\), \(T\) a split maximal torus with \(\theta(T)=T\) containing a maximal \(\theta\)-split torus \(S\) (split over \(\Lambda\)), \(H=G^\theta\), \(X=G/H\) with left action and \(x_0=eH\). The Cartan embedding and the labels:
$$\begin{gathered}\tau:X\to G,\quad\tau(gx_0)=g\,\theta(g)^{-1},\\ \Lambda_T=X_*(T),\quad\Lambda_S=X_*(S),\\ \Lambda_S^+=\Lambda_S\cap\Lambda_T^+,\\ x_\kappa:=\kappa(\sqrt\varpi)\,x_0\ \ (\kappa\in\Lambda_S^+),\\ \tau(x_\kappa)=t^\kappa .\end{gathered}$$\(x_\kappa\) is an \(E\)-point because \(S[2]\subseteq H\) and \(E(\sqrt\varpi)/E\) is separable for \(p\) odd (A4-9); for \(E_6/F_4\), \(x_\kappa=t^\mu x_0\) for any \(\mu\in\Lambda_T\) with \((1-\theta)\mu=\kappa\) (A4-4). For \(\lambda\in\Lambda_T^+\), \(T_\lambda:=\mathbf 1_{Kt^\lambda K}\in\mathcal H_K\); these span \(\mathcal H_K\).
Hypotheses (A1)–(A5) and (A1ₚ)
A1 · Field and group.
\(F\) is a local non-archimedean field of characteristic zero; “to avoid complicated formulas” \(F\) is assumed unramified over \(\mathbb Q_p\), and “the modifications needed to remove this assumption are trivial” (§1.1, p. 2). \(G\) is reductive, split and with connected fibres over \(\operatorname{Spec}\mathcal O\), with simply connected derived group; a Borel subgroup \(B\) and a maximal split torus \(A\subseteq B\) are fixed (§1.7, p. 6).
In plain words
A \(p\)-adic field and a Chevalley group, so that \(K\) is hyperspecial and the Satake isomorphism is available. The simplification “\(F/\mathbb Q_p\) unramified” only fixes \((\psi,dx)\), which §1.7 already fixes with conductor \(\mathcal O\), so (A1) may be read for every finite extension of \(\mathbb Q_p\) (step 11).
Status for \(E_6/F_4\)
Verified for every odd \(p\) and every \(p\)-adic \(F\), ramified or not: \(G_{\mathcal O}\) is the split simply connected Chevalley group of type \(E_6\) (S4-4, item 1; step 14); the ramified case by A4-7, audited A5-5, with the inputs from [Sa08] checked against its §1.7 and §4.1 (step 11).
A1ₚ · Field and group in characteristic \(p\).
\(F=\mathbb F_q(\!(t)\!)\), of characteristic \(p\), with \(\mathcal O=\mathbb F_q[\![t]\!]\); \(G\) is reductive, split and with connected fibres over \(\operatorname{Spec}\mathcal O\), with simply connected derived group; \(B\supseteq A\) are fixed. This is A1 with the characteristic changed; it is not in the paper, which works in characteristic \(0\) (§1.1, p. 2; [Sa08], §1.7, p. 7).
In plain words
The setting of part (b). There Theorem 8.0.2 is not assumed over \(\mathbb F_q(\!(t)\!)\) but proved, from .
A2 · The variety over \(\mathcal O\).
\(X\) is a quasi-affine \(G\)-scheme over \(\mathcal O\) with an open \(B_F\)-orbit \(\mathring X_F\) on \(X_F\) such that the complement \(\mathring X\) of the closure in \(X\) of the complement of \(\mathring X_F\) is smooth and surjective over \(\operatorname{Spec}\mathcal O\), and its special fibre is homogeneous under the special fibre of \(B\); \(X\) admits a \(G\)-eigenmeasure and \(\mathring X\) a \(B\)-invariant measure (§1.7, p. 7). \(X\) is homogeneous (§1.1, p. 2), a point \(x_0\in\mathring X(\mathcal O)\) is fixed with stabilizer \(H\), and \(X=H\backslash G\) (§2.1, p. 8).
In plain words
\(X\) comes with an integral model in which the open Borel orbit stays one smooth orbit after reduction modulo \(\varpi\). The model fixes \(K\backslash X(F)\), the axioms and the basic function \(\mathbf 1_{X(\mathcal O)}\), so every verdict must name it; the other pages’ \(X=G/G^\theta\) is a variety over \(\mathbb C\) and fixes none.
Status for \(E_6/F_4\)
Verified for the model \(\mathcal M_\theta\) over every complete DVR with \(2\) invertible, mixed or equal characteristic (S4-4, items 2–6, and S4-11 for \(p\)-adic \(\mathcal O\); A3-2, audited A5-8, for \(\mathbb F_q[\![t]\!]\); step 14): \(H_{\mathcal O}\) is smooth with connected reductive fibres of type \(F_4\); \(X_{\mathcal O}\) is smooth, separated and quasi-affine; \(\mathring X=U_P\times A_X\) is smooth with \(B\)-homogeneous special fibre; the measures exist; \(X(\mathcal O)=Kx_0\).
A3a · Rank-one models over \(\mathcal O\) (Axiom 2.2.1).
Sakellaridis’s Axiom 2.2.1 (p. 9). For every \(B_F\)-orbit \(Y_F\subseteq X_F\) of maximal rank and every simple root \(\alpha\), the \(\mathcal O\)-scheme \(YP_\alpha/R(P_\alpha)\) is isomorphic to one of \(\mathrm{PGL}_2\backslash\mathrm{PGL}_2\), \(SU\backslash\mathrm{PGL}_2\) (\(S\subseteq N(U)\)), \(T\backslash\mathrm{PGL}_2\) (\(T\) a non-trivial torus over \(\mathcal O\)) or \(N(T)\backslash\mathrm{PGL}_2\); moreover the complement of \(YP_\alpha\) is the closure of the complement of \((YP_\alpha)_F\). Here \(Y\) is the complement of the closure of the complement of \(Y_F\) in its closure.
Both complements in the last clause are taken inside the closure of \((YP_\alpha)_F\). It holds at almost every place when \(X\) is defined over a global field (p. 7, p. 9).
Why the complements are read inside closures
Taken inside \(X\), the clause fails for every saturation \(YP_\alpha\) that is not open, so the text of the axiom forces the reading inside closures (A6-7).
In plain words
The rank-one pictures \(\mathrm{PGL}_2\backslash\mathrm{PGL}_2\), \(SU\backslash\mathrm{PGL}_2\), … that compute intertwining operators exist over \(\mathcal O\), not only over \(F\), with the scheme structure that the orbit inherits from its closure.
Status for \(E_6/F_4\)
Proved for \(\mathcal M_\theta\) over every DVR \(\mathcal O\) with \(2\in\mathcal O^\times\), \(p=3\) included (A2-8, audited A6-9; step 17): the \(45\) orbits \(B\dot wx_0\) are all the \(B_F\)-orbits and all of maximal rank; each is the smooth orbit scheme \(B/B_x\); the quotient is \(\mathrm{PGL}_2\backslash\mathrm{PGL}_2\) for \(90\) pairs and \(B_2\backslash\mathrm{PGL}_2=\mathbb P^1_{\mathcal O}\) for \(180\); the complement clause holds for all \(270\). Before the run this was the one open hypothesis, called (I).
A3b · Cartan decomposition (Axiom 2.4.1).
Sakellaridis’s Axiom 2.4.1 (p. 10). The set \(A_X^+\) contains a complete set of representatives for the \(K\)-orbits on \(X\); elements of \(A_X^+\) which map to distinct elements of \(\Lambda_X^+\) belong to different \(K\)-orbits.
In plain words
The \(K\)-orbits on \(X(F)\) are labelled by \(\Lambda_X^+\) through torus points.
A3c · Iwahori orbits (Axiom 2.4.2).
Sakellaridis’s Axiom 2.4.2 (p. 11). For \(x\in A_X^+\), \(xJ\subseteq xB(\mathcal O)\).
and are proved in [Sa12] under assumptions holding at almost every place (p. 11).
In plain words
At the torus points of the Iwahori orbit is the \(B(\mathcal O)\)-orbit.
A4 · Spherical roots and colours.
- No type \(N\) (opening of §6, p. 41): for no orbit \(Y\) of maximal rank and simple root \(\alpha\) is the pair \((Y,\alpha)\) of type \(N\). This is stronger in form than “no spherical root of type \(N\)”, the wording of Theorem 6.3.2 and of §7 (p. 58). The same opening assumes that the character \(\delta(X)^{-1/2}\tilde\chi\) of \(A_X\) is unramified, a condition on the characters used rather than on \(X\).
- Classical Levi subgroups (§7, p. 58): for every \(\gamma\in\Delta_X\), \(L_\gamma\) is a classical group.
- Statement 6.3.1 (pp. 44–45): for every \(\gamma\in\Delta_X\) and every Brion path of \(w_\gamma\), with \(\check\theta\) the valuation of the codimension-one orbit of the path, if \(\gamma\) has type \(G\) then \(\check\theta=\check\gamma\) and $$B_{w_\gamma}(\tilde\chi)=-e^{\check\gamma}\,\frac{1-q^{-\langle\check\gamma,\rho_{P(X)}\rangle}e^{-\check\gamma}}{1-q^{-\langle\check\gamma,\rho_{P(X)}\rangle}e^{\check\gamma}}(\chi);$$ if \(\gamma\) has type \(T\) split then \(\langle\check\theta,\gamma\rangle=1\) and formula (6.4) holds; if type \(T\) non-split then \(\check\theta=\check\gamma/2\) and (6.5) holds; type \((U,\psi)\), (6.6), concerns twisted spaces only.
- Statement 7.1.5 (p. 60): every \((\check\theta,\sigma,r)\in\Theta\) has \(\check\theta\gt0\) or \(\check\theta\lt0\); and for every \(\gamma\in\Delta_X\) the set \(\{(\check\theta,\sigma,r)\in\Theta^+:\ w_\gamma\check\theta\lt0\}\) consists precisely of the virtual weighted colours belonging to \(\gamma\).
By Theorem 6.3.2 (p. 45), (i) and (ii) imply (iii). The hypotheses of Theorem 7.2.1 proper are (iii) and (iv) (p. 60); (i) and (ii) make the types of colours and \(\Theta\) well defined (Lemma 7.1.4, p. 59). For affine \(X\) every colour is relevant (Lemma 7.1.1, p. 58).
In plain words
Combinatorial conditions that compute the cocycle \(B_{w_\gamma}\) of every simple spherical reflection and package all of them into one product of \(L\)-factor shapes, \(\beta\) of step 4. Sakellaridis conjectures (iv) for affine homogeneous \(X\) and calls it very easy to check in each case; (iii) he proves only for classical \(L_\gamma\).
Status for \(E_6/F_4\)
Verified for \(\mathcal M_\theta\), statements over \(\bar F\), in every characteristic \(\ne2\) (step 13). (i), (ii), (iv): by S4-3, S4-5 item 3 and S4-10, and by A3-6, A3-7, A3-10 (audited A5-10, A5-11, A5-12), which replace Knop’s and Helgason’s results by arguments valid in characteristic \(\ne2\): \(\Delta_X=\{\gamma_1,\gamma_6\}\), both of type \(G\); no pair \((Y,\alpha)\) of maximal rank has type \(T\) or \(N\); \(L_{\gamma_1}\), \(L_{\gamma_6}\) are of type \(D_5\); \(\Theta^+=\check\Phi_X^+\). (iii): by Theorem 6.3.2 in characteristic \(0\), matching §6.19 with \(n=5\); over \(\mathbb F_q(\!(t)\!)\) its combinatorial part holds (A3-10) and its analytic part is open (A3-11), which part (b) does not need.
A5 · Homogeneous, affine, one open orbit.
“From now on we let \(X\) be a homogeneous, affine spherical variety which satisfies the assumptions of Theorem 7.2.1. Assume also that \(\mathring X\) has a unique \(B\)-orbit. In particular, the strong form of the Cartan decomposition holds: \(X/K\simeq\Lambda_X^+\) and \(A_X^*\subset A^*\)” (§8, p. 63). So \(H\) is reductive and \(\mathring X(F)\) is a single \(B(F)\)-orbit.
In plain words
The open Borel orbit does not split into several \(B(F)\)-orbits. It does split for \(\mathrm{SL}_2/T\), where \(\mathring X(F)/B(F)\simeq F^\times/F^{\times2}\), and there the theorem does not apply.
Status for \(E_6/F_4\)
Verified for every odd \(p\), in both characteristics (S4-4, item 7; A3-3, audited A5-8; step 14): \(X_F\) is affine since \(F_4\) is reductive, and \(B\cap H=B_L\cap L^\theta\) is a connected solvable group with split torus, so \(H^1(F,B\cap H)=1\) and \(\mathring X(F)\) is one \(B(F)\)-orbit.
How the labels match the paper, and what the earlier summary lost
The labels group the paper’s standing assumptions; , , split the earlier single label for the three axioms, and (I) was the earlier name of . The earlier summary is on the classical page; the audit S4-2 found it accurate item by item and recorded six losses, restored above:
| label | paper | restored here |
|---|---|---|
| A1 | §1.1, §1.7: field and group | the simplification \(F/\mathbb Q_p\) unramified, which only fixes \((\psi,dx)\) (step 11) |
| not in the paper | A1 over \(\mathbb F_q(\!(t)\!)\), the setting of part (b) | |
| A2 | §1.7: the \(\mathcal O\)-scheme \(X\) | an \(\mathcal O\)-model must be named; the axioms, \(K\backslash X(F)\) and \(\mathbf 1_{X(\mathcal O)}\) depend on it |
| Axiom 2.2.1 | the second clause, the \(\mathcal O\)-structure on \(Y\), and that \(T\) may be non-split; complements are read inside closures | |
| , | Axioms 2.4.1, 2.4.2 | none |
| A4 | §6, §7: (i)–(iv) | (iii) follows from (i) and (ii) by Theorem 6.3.2; the hypotheses of Theorem 7.2.1 proper are (iii), (iv) |
| A5 | §8 | none |
| Theorem E | Theorem 8.0.2, Corollary 8.0.4 | “(SG) iff \(r\) onto” is Theorem 8.0.2 (⇒) with Corollary 8.0.4(1) (⇐); the paper does not check the hypotheses for Example 8.0.1 |
Hypotheses (T1)–(T5) of the transfer to \(\mathbb F_q(\!(t)\!)\)
For a symmetric \(X=G/G^\theta\) over \(\Lambda=W(\mathbb F_q)\), \(p\) odd, with \(G\), \(\theta\), \(T\supseteq S\), \(H=G^\theta\), \(x_0=eH\), \(\Lambda_S^+\) and \(x_\kappa\) as in the definitions, and the test fields \(F=\mathbb F_q(\!(t)\!)\) and \(F'_e=\mathbb Q_q(p^{1/e})\) (A4-9, audited A5-7):
T1 · Split stabilizer.
\(H\) has connected fibres and is split over \(\Lambda\).
T4 · Cartan decomposition at \(p\)-adic places.
\(X(F'_e)=\bigsqcup_{\kappa\in\Lambda_S^+}Kx_\kappa\) for \(e\gg0\).
T5 · Theorem 8.0.2 at \(p\)-adic places.
Theorem 8.0.2 holds over \(F'_e\) for \(e\gg0\) (for instance when hold over \(\mathcal O'_e\), with \(\psi'\) of conductor \(\mathcal O'_e\)), and Sakellaridis’s label of \(Kx_\kappa\) does not depend on \(e\).
In plain words
and live at \(p\)-adic places only; in characteristic \(p\) the transfer uses only –, Cartan and Iwasawa decompositions, Hensel and Lang.
Proposition VI (Sakellaridis’s theorem in both characteristics)
Setting. \(p\) is odd. \(F\) is a non-archimedean local field with ring of integers \(\mathcal O\) and residue field \(\mathbb F_q\); \(G\) a split reductive group over \(\mathcal O\) with \(B\supseteq A\), \(K=G(\mathcal O)\); \(X=H\backslash G\) a \(G\)-scheme over \(\mathcal O\) with base point \(x_0\in\mathring X(\mathcal O)\). \(A_X\), \(\Lambda_X^+\), \(W_X\), \(\delta(X)\), \(\mathcal H_K=\mathcal H(G,K)\), the Satake isomorphism \(\mathcal S\), the restriction map \(r\), \(C_K=C_c^\infty(X)^K\) and \(\varphi_0=\mathbf 1_{X(\mathcal O)}\) are those of the definitions.
- VIa · Characteristic \(0\) (Sakellaridis, Theorem 8.0.2, Corollary 8.0.4). Let \(\operatorname{char}F=0\) and assume . There is a canonical isomorphism of \(\mathcal H_K\)-modules, under which \(f\in\mathcal H_K\) acts on the right by multiplication by \(r(\mathcal Sf)\):
$$\begin{gathered}C_K\ \xrightarrow{\ \sim\ }\ \mathbb C[\delta(X)^{1/2}A_X^*]^{W_X},\\ \mathbf 1_{X(\mathcal O)}\longmapsto1;\\ \text{hence}\quad\mathcal H_K\cdot\mathbf 1_{X(\mathcal O)}=C_K\\ \iff r\ \text{is onto}.\end{gathered}$$
If \(r\) is onto, Corollary 8.0.4 adds multiplicity one for unramified \(\pi\); by Example 8.0.1, \(r\) need not be onto. This holds for \(F\) ramified over \(\mathbb Q_p\) too: the paper’s “unramified” only fixes \((\psi,dx)\), which §1.7 already fixes with conductor \(\mathcal O\), and the results it takes from [Sa08] are proved there for every local field of characteristic \(0\). proved · cited
Remark: two gaps in the printed proof, both closed
Sakellaridis derives the inequality (7.5) from \(|\Theta^+|-w|\Theta^+|=\check\rho-w\check\rho\), which is false by a factor \(2\) when \(\Theta^+=\check\Phi_X^+\) with multiplicity one. (7.5) holds whenever the virtual colours of each simple spherical root sum to its coroot (S1-1), and his Lemma 7.1.4 gives this in characteristic \(0\). A doubled coroot, which that lemma excludes, is the case where the printed conclusion fails. His last step also needs the lowest coefficient of each \(P_{\check\lambda}\) to be non-zero, which the paper does not prove. Positivity of the open-orbit integrals gives it (S1-3). So (a) holds as stated (S1-4; steps 4, 5). Parts (c) and (d) are not affected.
- VIb · Characteristic \(p\). Let \(F=\mathbb F_q(\!(t)\!)\) and let \(X=G/G^\theta\) be symmetric over \(W(\mathbb F_q)\) with . Then \(K\backslash X(F)\simeq\Lambda_S^+\), \(\kappa\mapsto Kx_\kappa\), and the conclusion of (a) holds:
$$\begin{gathered}C_K\ \xrightarrow{\ \sim\ }\ \mathbb C[\delta(X)^{1/2}A_X^*]^{W_X},\\ \mathbf 1_{Kx_\kappa}\longmapsto P_\kappa,\qquad\mathbf 1_{X(\mathcal O)}\longmapsto1,\end{gathered}$$
compatible with \(r\circ\mathcal S\), where \(P_\kappa\) is the image of \(\mathbf 1_{Kx_\kappa}\) over \(F'_e\), \(e\gg0\), which depends only on \(q\); hence \(\mathcal H_K\cdot\mathbf 1_{X(\mathcal O)}=C_K\iff r\) is onto. proved · this run, audited
Remark: the direct form of (b)
Rerunning Sakellaridis’s proof over \(\mathbb F_q(\!(t)\!)\) gives the conclusion of (b) for symmetric \(X\) under A2, A5, with anti-dominant labels, , Statements 6.3.1 and 7.1.5 read in characteristic \(p\), \(\operatorname{cone}(\Theta^+)\cap C^-=\{0\}\), and three hypotheses the audits found tacit (A1-9, A5-20; complete list in S1-5); is not needed in this form. The non-vanishing of the leading coefficients, which its last step uses, is automatic (S1-3). The three hypotheses:
- H1 · the virtual colours of each simple spherical root sum to its coroot, equivalently Sakellaridis’s triangularity (7.5) for the actual \(\Theta\) of \(X\) (S1-1; step 4);
- H2 · \(F\)-rational adapted data: a \(\theta\)-stable split maximal torus \(T\subseteq B\) containing a maximal \(\theta\)-split torus \(S\), with \(B\) adapted and \(x_0\in\mathring X\);
- H3 · no spherical root of type \(N\).
- VIc · \(E_6/F_4\) satisfies the hypotheses. For the model \(\mathcal M_\theta\) and every DVR \(\mathcal O\) with \(2\in\mathcal O^\times\) (every complete DVR of odd residue characteristic, mixed or equal characteristic, \(p=3\) included):
- holds;
- hold over every \(p\)-adic \(\mathcal O\), and , A2, , , A4 (i), (ii), (iv) and A5 hold over \(\mathbb F_q[\![t]\!]\);
- hold.
- VId · The criterion for \(E_6/F_4\). For \(\mathcal M_\theta\), over \(F=\mathbb F_q(\!(t)\!)\) and over every \(p\)-adic \(F\), of any ramification: $$\begin{gathered}C_K\ \xrightarrow{\ \sim\ }\ \mathbb C[\delta(X)^{1/2}A_X^*]^{W_X},\\ \varphi_0\longmapsto1,\qquad\text{so}\quad\text{(SG)}\iff r\ \text{onto}.\end{gathered}$$ proved · from (a)–(c) Since \(r\) is not onto (Proposition VII), (SG) fails and \(C_K=\mathcal H_K\varphi_0\oplus\mathbb C\,\mathbf 1_{Kx_{3\omega_1^\vee}}\).
Sources
References
- Y. Sakellaridis, Spherical functions on spherical varieties, Amer. J. Math. 135 (2013), arXiv:0905.4244v3 (local PDF): §1.1, §1.7, §2.1–2.2, Axioms 2.2.1, 2.4.1, 2.4.2 and the Remark after them, §3 (§3.8, p. 23), Theorem 3.7.1, Theorem 4.2.2, §5.3 (p. 32), §6 (opening, Statement 6.3.1, Theorem 6.3.2, Theorem 6.11.1, §6.19), §7 (opening, Lemmas 7.1.1, 7.1.2, 7.1.4, Statement 7.1.5, Theorem 7.2.1 and its proof, Definition 7.2.3), §8 (opening, Example 8.0.1, Theorem 8.0.2 and its proof, Corollary 8.0.4 and the remarks after it), the table on pp. 75–76.
- [Sa08] Y. Sakellaridis, On the unramified spectrum of spherical varieties over p-adic fields, Compositio Math. 144 (2008), arXiv:math/0606130v2 (local PDF): §1.7 (p. 7), §4.1 (p. 17), Theorem 5.2.1 (p. 31).
- B. Conrad, Reductive group schemes, Panoramas et Synthèses 42–43 (2014): Lemma 2.2.4 and the discussion after Remark 7.2.13 (step 14); Theorem 1.4.12, Theorem 5.1.13, Propositions 5.1.14 and 5.1.16 (step 17).
- Close local fields, not in the local sources: P. Deligne, Les corps locaux de caractéristique p, limites de corps locaux de caractéristique 0, in Représentations des groupes réductifs sur un corps local, Hermann (1984); D. Kazhdan, Representations of groups over close local fields, J. Analyse Math. 47 (1986). Steps 8–12 use only the truncated-ring isomorphism and prove every comparison they need.
- Cited in steps 13–18 from the audits, not in the local sources and not re-proved here: P. Delorme, V. Sécherre, Pacific J. Math. 251 (2011), Theorem 1.1 (arXiv:math/0612545, Theorem 0.4 = 4.8), with Helminck–Wang, Adv. Math. 99 (1993), Prop. 10.3; Vust (1974) and Richardson, Invent. Math. 66 (1982); Kneser, \(H^1\) of simply connected groups over \(p\)-adic fields; Bruhat–Tits III, J. Fac. Sci. Univ. Tokyo 34 (1987), Thm 4.7; Bruhat–Tits, \(K=\operatorname{Stab}(x)\); SGA 3, Exp. XXIII; Edixhoven, Compositio 81 (1992), Prop. 3.4; Steinberg, Mem. AMS 80 (1968), Thms 7.5, 8.1; Alper, Algebraic Geometry 1 (2014); EGA IV 11.3.10, 11.10.10, 17.9.1, 18.12.6, 21.12.7; Knop, Comment. Math. Helv. 70 (1995).
- Project: the run sakellaridis-char-p (returns A1–A6; node pages linked from steps 8–19), the salvage returns S4, nodes S4-1 to S4-9 and S4b, nodes S4-10 to S4-14, the classical page’s Theorem E and its list (A1)–(A5), and the \(E_6/F_4\) family page; these locate the target and are not literature.
References checked 17 October 2026. The reader in D holds located extracts.
Structure of the proof
Steps 1–7 outline Sakellaridis’s proof of (a), naming the hypotheses each step uses; nothing there is re-proved. Steps 8–12 prove (b) by comparing \(\mathbb F_q(\!(t)\!)\) with the totally ramified fields \(F'_e\). Steps 13–18 prove (c), and step 19 is (d).
Part (a): Sakellaridis’s proof
-
The open \(B\)-orbit gives intertwining maps to principal series; applied to the \(K\)-fixed vector they produce the Hecke eigenfunctions (§3, §4.2):
$$\begin{gathered}S_\chi:\ C_c^\infty(X)\to I(\chi)=\operatorname{Ind}_B^G(\chi\delta^{1/2}),\\ \Delta_\chi\ \text{its adjoint},\\ \Omega_{\tilde\chi}=\Delta_{\tilde\chi}(\Phi_K)\in C^\infty(X)^K .\end{gathered}$$How, and which hypotheses enter
- Morphisms. \(S_\chi\) integrates against a \(B\)-eigenmeasure on the open orbit (Mackey theory, (3.2)); \(\Delta_\chi\) is its adjoint for the pairing with a \(G\)-eigenmeasure on \(X\) (3.1). Uses A2.
- Normalization. The eigenmeasures are normalized compatibly on every orbit of maximal rank through their \(\mathcal O\)-structure (§3.3), which uses ; on \(\mathring X\) by \(\mu(x_0J)=1\), possible because \(x_0J\subseteq x_0B(\mathcal O)\) by (p. 17).
- Eigenfunctions. \(\Phi_K\in I(\chi)^K\) is the \(K\)-invariant vector of Proposition 4.2.1 (p. 26), and \(\Omega_{\tilde\chi}=\Delta_{\tilde\chi}(\Phi_K)\) is an eigenfunction of \(\mathcal H(G,K)\).
-
Theorem 4.2.2 (p. 26), in the form (6.2) (p. 44): for almost every \(\tilde\chi\) and every \(x\in A_X^+\),
$$\Omega_{\delta(X)^{1/2}\tilde\chi}(x)=\delta_{P(X)}^{-1/2}(x)\sum_{w\in W_X}B_w(\tilde\chi){}^{w}\tilde\chi(x).$$How, and which hypotheses enter
- Cocycles. \(B_w\) is defined in (6.1) from the scalars of the functional equations \(F_w\Delta_{\tilde\chi}=b_w(\tilde\chi)\Delta_{w\tilde\chi}\) (4.3), \(F_w\) the equivariant Fourier transforms of §3.8, which are diagonal when no pair of maximal rank has type \(N\) (Remark 2 after Theorem 4.2.2).
- The input from [Sa08]. The functional equations are [Sa08, Theorem 5.2.1], quoted as Theorem 3.7.1 (p. 21). [Sa08] proves them over every local non-archimedean field of characteristic \(0\) (§1.7, p. 7; §4.1, p. 17), so this step needs no unramified assumption (step 11).
- Iwahori orbits, . Lemma 3.9.1 (p. 24) evaluates the Iwahori vector at \(x\in A_X^+\): only the open orbit contributes, because \(xJ\subseteq xB(\mathcal O)\).
- Cartan decomposition, . \(A_X^+\) meets every \(K\)-orbit, so the values at \(A_X^+\) determine a \(K\)-invariant function.
-
Statement 6.3.1 evaluates \(B_{w_\gamma}\) for each \(\gamma\in\Delta_X\); Theorem 6.3.2 (p. 45) proves it under A4 (i) and (ii). For type \(G\):
$$B_{w_\gamma}(\tilde\chi)=-e^{\check\gamma}\,\frac{1-q^{-\langle\check\gamma,\rho_{P(X)}\rangle}e^{-\check\gamma}}{1-q^{-\langle\check\gamma,\rho_{P(X)}\rangle}e^{\check\gamma}}(\chi).$$How
- Reduction. The labels of a Brion path for \(w_\gamma\) lie in \(\mathrm{supp}\,\gamma\), so \(X\) may be replaced by \(\mathring XP_\gamma/R(P_\gamma)\), of rank at most two (Lemma 6.2.2).
- Cases. Those varieties are listed in Theorem 6.11.1 (pp. 51–52); the formula is computed for each of them whose group is classical (§§6.5–6.21), and glued along Brion paths (§6.4).
- Hypotheses. No pair of maximal rank of type \(N\) and \(\delta(X)^{-1/2}\tilde\chi\) unramified (opening of §6), and \(L_\gamma\) classical: A4 (i), (ii).
-
Theorem 7.2.1 (pp. 60–62): under Statements 6.3.1 and 7.1.5 the cocycle is a coboundary, and the eigenfunctions become Schur-type polynomials:
$$\begin{gathered}B_w(\tilde\chi)=\frac{\beta(\tilde\chi)}{\beta({}^w\tilde\chi)},\\ \beta(\tilde\chi)=\frac{\prod_{\check\gamma\in\check\Phi_X^+}(1-e^{\check\gamma})}{\prod_{\check\theta\in\Theta^+}(1-\sigma_{\check\theta}q^{-r_{\check\theta}}e^{\check\theta})}(\tilde\chi).\end{gathered}$$How, and which hypotheses enter
- Coboundary. By the cocycle relation it suffices to check \(w=w_\gamma\); there \(\beta(\tilde\chi)/\beta(w_\gamma\tilde\chi)\) is \(-e^{\check\gamma}\) times a product over \(\check\theta\gt0\) with \(w_\gamma\check\theta\lt0\), which Statements 7.1.5 and 6.3.1 identify with \(B_{w_\gamma}\) (p. 61).
- Formula (7.4). \(\Omega_{\delta(X)^{1/2}\tilde\chi}(x_{\check\lambda})/\beta(\tilde\chi)=\delta_{P(X)}^{-1/2}(x_{\check\lambda})\prod_{\Theta^+}(1-\sigma_{\check\theta}q^{-r_{\check\theta}}T_{\check\theta})s_{\check\lambda}(\tilde\chi)\), with \(s_{\check\lambda}\) the Schur polynomial of lowest weight \(\check\lambda\) and \(T_{\check\theta}s_{\check\lambda}=s_{\check\theta+\check\lambda}\): a \(W_X\)-invariant polynomial.
- Affine \(X\). Knop’s criterion (p. 61): \(X\) is affine iff \(\mathcal V\) and the colour valuations are separated by a hyperplane. Hence \(\mathcal T\cap\mathcal V=\{0\}\) (p. 62), and the value at \(x_0\) is \(c\,\beta\) with \(c=\beta(\delta_{P(X)}^{1/2})^{-1}\) (7.3). Uses A5.
- A correction on p. 62. The proof ends with the inequality (7.5), \(\check\rho-w\check\rho+w|I|\succ_2 0\) for \(w\in W_X\) and \(I\subseteq\Theta^+\), \(|I|\) the sum of the \(\check\theta\in I\). Sakellaridis derives it from \(|\Theta^+|-w|\Theta^+|=\check\rho-w\check\rho\), which is false by a factor \(2\) when \(\Theta^+=\check\Phi_X^+\) with multiplicity one, since then \(|\Theta^+|=2\check\rho\). When the virtual colours of each simple spherical root sum to its coroot, the correct identity is \(|\Theta^+|-w|\Theta^+|=2(\check\rho-w\check\rho)\), and (7.5) holds with \(\mathcal T=\operatorname{cone}(\Theta^+)\) (S1-1). In characteristic \(0\) that condition is Lemma 7.1.4. For \(E_6/F_4\) an inversion-set argument gives the same (A1-7, audited A5-17). With a doubled coroot, which Lemma 7.1.4 excludes, the printed conclusion fails (A5-20). This is a remark on the proof, not a change of status.
-
Divided by the \(L\)-value, the eigenfunction values at the labels are polynomials; sending each orbit indicator to its polynomial is the isomorphism of (a) (proof on p. 64):
$$\begin{gathered}P_{\check\lambda}(\chi\delta(X)^{1/2})=\frac{\Omega_{\chi\delta(X)^{1/2}}(x_{\check\lambda})}{L_X^{1/2}(\chi)},\\ \mathbf 1_{x_{\check\lambda}K}\longmapsto P_{\check\lambda},\qquad P_0=1 .\end{gathered}$$How, and which hypotheses enter
- Polynomials. \(L_X^{1/2}=c\beta\) (Definition 7.2.3, p. 62), so \(P_{\check\lambda}\) is \(c^{-1}\) times the right side of (7.4), an element of \(\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X}\).
- Equivariance. \(\mathbf 1_{x_{\check\lambda}K}\mapsto P_{\check\lambda}\) is \(\mathcal H(G,K)\)-equivariant for the Satake isomorphism.
- Triangularity. By the Remark after Theorem 7.2.1 (p. 62) the other weights of \(P_{\check\lambda}\) are \(\succ_2\check\lambda\), where \(\check\lambda\succ_2\check\mu\) means \(\check\lambda-\check\mu\in\mathcal T\); the proof on p. 64 states that \(\check\lambda\) is the lowest weight of \(P_{\check\lambda}\). The Remark rests on (7.5), corrected in step 4. It places the weights in \(\check\lambda+\mathcal T\) but says nothing about the coefficient of \(e^{\check\lambda}\), which must be non-zero. The paper does not prove that; comparing coefficients of the open-orbit integrals, which have non-negative terms, gives it (S1-3, S1-4). Induction, started by \(\mathcal T\cap\mathcal V=\{0\}\), shows that the \(P_{\check\lambda}\) generate \(\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X}\).
- Basis. By A5, \(X/K\simeq\Lambda_X^+\), so the indicators \(\mathbf 1_{x_{\check\lambda}K}\) form a basis of \(C_c^\infty(X)^K\).
- Conclusion versus proof. The theorem asserts the module isomorphism with \(\mathbf 1_{X(\mathcal O)}\mapsto1\). The image of each orbit indicator, \(P_{\check\lambda}\) with lowest weight \(\check\lambda\), comes from its proof; an application that uses it must cite p. 64.
-
Under the isomorphism of (a), the submodule generated by the basic function is the image of \(r\):
$$\mathcal H(G,K)\cdot\mathbf 1_{X(\mathcal O)}\ \longleftrightarrow\ \operatorname{im}(r)\cdot1=\operatorname{im}r .$$Proof
- The correspondence. \(f\in\mathcal H(G,K)\) acts on the target by multiplication by \(r(\mathcal Sf)\), \(\mathcal S\) is onto \(\mathbb C[A^*]^W\), and \(\mathbf 1_{X(\mathcal O)}\mapsto1\).
- (⇒) If \(\mathcal H(G,K)\cdot\mathbf 1_{X(\mathcal O)}=C_c^\infty(X)^K\), then \(\operatorname{im}r\) is the whole target, so \(r\) is onto.
- (⇐) If \(r\) is onto, the module is generated by \(\mathbf 1_{X(\mathcal O)}\): Corollary 8.0.4(1).
- Parts (2), (3). Their proof “is straightforward and will be omitted” (p. 65).
-
If two points of the translate are \(W\)-conjugate but not \(W_X\)-conjugate, every element of \(\operatorname{im}r\) agrees at them, while \(W_X\)-invariant functions separate them; this happens in Example 8.0.1 (p. 64).
Proof
Proof and remarks
- Separation. \(W_X\) is finite, so \(\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X}\) separates \(W_X\)-orbits; a \(W\)-invariant function takes equal values at \(W\)-conjugate points.
- The example. The normalized spherical roots are \(\gamma_1=\alpha_1+\alpha_2\), \(\gamma_2=\alpha_1+\alpha_1'\), \(\gamma_3=\alpha_1'+\alpha_2'\); the glued points lie in the diagonal \(\mathrm{SO}_4\) of the dual group \(\mathrm{SO}_5\times\mathrm{SO}_5\).
- Consequences in the paper. The Remark on p. 65 corrects [Sa08, Theorem 6.3.2]; the remark after Corollary 8.0.4 (pp. 65–66) notes that at glued points the fibre multiplicity exceeds one although the generic multiplicity is one.
- Hypotheses. The paper does not check for this \(X\); “(SG) fails” there is conditional on them.
Part (b): the transfer to \(\mathbb F_q(\!(t)\!)\)
-
\(F\) and \(F'_e\) are \(e\)-close. Membership in Cartan and Iwasawa cells is read from valuations of matrix coefficients in the fundamental Weyl modules \(V_i\) (highest weight \(\omega_i\), lowest-weight coordinate \(\ell_i\)), so every count used below is decided modulo \(\varpi^D\), with \(D\) independent of the field (\(\nu\in\Lambda_T^+\), respectively \(\nu\in\Lambda_T\)):
$$\begin{gathered}g\in Kt^\nu K\iff\\ \operatorname{val}\rho_i(g)=\langle\nu,w_0\omega_i\rangle\ \ (\forall i),\\ g\in U(E)\,t^\nu K\iff\\ \operatorname{val}\ell_i\rho_i(g)=\langle\nu,w_0\omega_i\rangle\ \ (\forall i),\end{gathered}$$Status: proved · this run, audited (A4-2; audit A5-1).
How
- Truncated rings. \(\mathcal O'_e/\varpi'^m\cong\mathbb F_q[t]/(t^m)\) for \(m\le e\), with \(\varpi'\mapsto t\) (definitions).
- Smooth schemes. For a smooth affine \(\Lambda\)-scheme \(Y\) (here \(G\), \(H\), \(X\)), \(Y(\mathcal O_E)\to Y(\mathcal O_E/\varpi^m)\) is onto by Hensel, and \(Y(\mathcal O_E/\varpi^m)\) depends only on the \(\Lambda\)-algebra \(\mathcal O_E/\varpi^m\); in particular \(K/K(m)=G(\mathcal O_E/\varpi^m)\).
- Detection. The Weyl modules are free over \(\Lambda\) with a basis of \(T\)-weight vectors, so the Cartan and Iwasawa double cosets of \(g\in G(E)\) are determined by the displayed valuations; if \(g\in Kt^aK\), \(g'\in Kt^bK\) and \(gg'\in Kt^cK\), then \(c\preceq a+b\), and \(\{c\in\Lambda_T^+:c\preceq d\}\) is finite.
- Finite determinacy. A finite Boolean combination \(\mathcal B\) of conditions \(\operatorname{val}M(z)\ge c\), \(\operatorname{val}M(z)=c\) on \(z\in\prod_jY_j(\mathcal O_E)\), \(Y_j\in\{G,H\}\), whose entries are polynomials over \(\Lambda\) in \(\varpi^{\pm1}\) and the matrix coefficients of \(\rho_i(z_j^{\pm1})\), \(\rho_i(\theta(z_j)^{\pm1})\), depends only on \(z\bmod\varpi^D\), \(D=D(\mathcal B)\) independent of \(E\). Over \(D\)-close fields the solution sets correspond, so counts, existence statements and equivalence relations defined this way agree.
- Audit. A5-1 re-derives every part; \(D\) depends only on the formal shape of the conditions, never on the test field.
-
Under , counting \(K\)-orbits in each Cartan shell transfers the decomposition from \(F'_e\) to \(F\); the first two lines are equivalent:
$$\begin{gathered}X(F)=\bigsqcup_{\kappa\in\Lambda_S^+}Kx_\kappa,\\ G(F)=K\,T(F)\,H(F),\\ K\backslash X(F)\simeq\Lambda_S^+ .\end{gathered}$$Status: proved · this run, audited (A4-5; audit A5-3). For \(E_6/F_4\) also proved directly from Delorme–Sécherre in characteristic \(p\) (A3-4, A3-5, A3-8; audit A5-9).
How, and which hypotheses enter
- Shells. For a test field \(E\) and \(\lambda\in\Lambda_T^+\) put \(Z_\lambda(E)=Kt^\lambda X(\mathcal O_E)\). By and the Cartan decomposition of \(G(E)\), \(X(E)=\bigcup_\lambda Z_\lambda(E)\).
- Distinct labels. \(\tau(kx)=k\,\tau(x)\,\theta(k)^{-1}\) and \(\theta(K)=K\), so \(K\tau(x)K\) depends only on \(Kx\); as \(\tau(x_\kappa)=t^\kappa\), distinct labels give distinct orbits.
- Counts. \(N_\lambda(E)=\#K\backslash Z_\lambda(E)\) and \(M_\lambda(E)=\{\kappa:\ x_\kappa\in Z_\lambda(E)\}\) are finite and computed in \(G(\mathcal O/\varpi^D)\) and \(H(\mathcal O/\varpi^D)\), with the Cartan decompositions of \(G\) and of \(H\) () and , for \(D\ge D(\lambda)\) independent of \(E\) (step 8).
- Transfer. Over \(F'_e\), \(e\ge D(\lambda)\), every \(K\)-orbit in \(Z_\lambda\) contains some \(x_\kappa\) by . The counts agree over \(F\), so the same holds there.
- Audit. A5-3: sound, with a uniform \(D(\lambda)\); identifying the labels with \(\Lambda_X^+\), as requires, also needs the valuation cone in characteristic \(p\) (A3-7(3)); the parametrization by \(\Lambda_S^+\) stands as proved.
- Second proof for \(E_6/F_4\). Delorme–Sécherre’s decomposition \(G(F)=H(F)\,T(F)\,K\) is proved for every local field of residue characteristic \(\ne2\) (A3-5); the maximal \((\theta,F)\)-split tori form one \(H(F)\)-class by a direct argument (A3-4); with \(W_X\) realized in \(K\) this gives over \(\mathbb F_q(\!(t)\!)\) (A3-8).
-
For \(\lambda\in\Lambda_T^+\) and \(\mu,\nu\in\Lambda_S^+\), the structure constants of \(C_K\) and the Satake coefficients of \(T_\lambda\) are counts of the kind in step 8; with the Cartan decomposition over both fields (step 9 and ) they agree over \(F\) and \(F'_e\) for \(e\ge D(\lambda,\mu)\):
$$\begin{gathered}c^\nu_{\lambda\mu}(E):=(T_\lambda*\mathbf 1_{Kx_\mu})(x_\nu)\\ =\#\{gK\subseteq Kt^\lambda K:\ g^{-1}x_\nu\in Kx_\mu\},\\ \mathcal S(T_\lambda)=\sum_{\nu\in\Lambda_T}q^{-\langle\rho,\nu\rangle}\,n_{\lambda\nu}(E)\,e^\nu,\\ n_{\lambda\nu}(E)=\#\big((U(E)t^\nu K\cap Kt^\lambda K)/K\big).\end{gathered}$$Status: proved · this run, audited (A4-6; audit A5-4, which supplies the bound on \(\nu\)).
How
- Finite support. \(T_\lambda*\mathbf 1_{Kx_\mu}=\sum_{\nu\in N(\lambda,\mu)}c^\nu_{\lambda\mu}(E)\,\mathbf 1_{Kx_\nu}\), where \(N(\lambda,\mu)=\{\nu\in\Lambda_S^+:\ \nu\preceq\lambda+\mu+(-\theta\lambda)^+\}\) is finite and the same for every test field.
- Each constant. By step 9 the \(K\)-orbit of a point is read from the Cartan double coset of its \(\tau\)-image (), so \(c^\nu_{\lambda\mu}\) counts the \(\bar k\in G(\mathcal O/\varpi^D)\) for which \(t^{-\lambda}k^{-1}t^\nu\theta(k)t^{\theta\lambda}\) has prescribed Weyl-module valuations: a finitely determined count (step 8).
- Satake coefficients. \(n_{\lambda\nu}\) is an Iwasawa count of the same kind; no decomposition of \(X\) is needed. So \(\mathcal S(T_\lambda)\in\mathbb C[\Lambda_T]^W\) is the same element for \(F\) and \(F'_e\).
- Audit. A5-4: the uniform bound needs a field-independent bound on the \(\nu\) with \(n_{\lambda\nu}\ne0\), which A4-6 asserted without proof; a primitive-row argument gives \(\langle\lambda,w_0\omega_i\rangle\le\langle\nu,w_0\omega_i\rangle\le\langle\lambda,\omega_i\rangle\).
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Let \(F'\supseteq\mathbb Q_q\) have residue field \(\mathbb F_q\), of any ramification. With \(\psi'\) of conductor \(\mathcal O'\) and \(dx(\mathcal O')=1\), every formula of the proof of (a) holds as printed, so Theorem 8.0.2 holds over \(F'\) under , and the image of each orbit indicator is the polynomial of steps 4 and 5, which depends only on \(q\):
$$\begin{gathered}\mathbf 1_{Kx_\kappa}\longmapsto P_\kappa=c^{-1}\,\delta_{P(X)}^{-1/2}(x_\kappa)\\ \cdot\prod_{\check\theta\in\Theta^+}\big(1-\sigma_{\check\theta}q^{-r_{\check\theta}}T_{\check\theta}\big)\,s_{\check\lambda(\kappa)},\\ c=\beta(\delta_{P(X)}^{1/2})^{-1}.\end{gathered}$$Status: proved · this run, audited (A4-7; audit A5-5); the inputs from [Sa08] checked by the root against [Sa08], §1.7 and §4.1.
How, and which hypotheses enter
- Where “unramified” enters. §1.1 states the simplification (p. 2). It is used for the measure in the Fourier transform of §3.8, “the correct choice only under our simplifying assumption” (p. 23), and in Tate’s formulas of §5.3, “we are using our simplifying assumption” (p. 32). In both places it only makes \(\psi\) of conductor \(\mathcal O\) compatible with \(dx(\mathcal O)=1\), and §1.7 already fixes \(\psi\) with conductor \(\mathcal O\).
- Ramified fields. \(\psi'(x)=\psi_{\mathbb Q_p}(\operatorname{Tr}(cx))\) with \(c\mathcal O'=\mathfrak d_{F'/\mathbb Q_p}^{-1}\) has conductor \(\mathcal O'\), and then \(dx(\mathcal O')=1\) is the self-dual measure: (3.10), (4.1), Lemma 3.9.1, (4.5), Tate’s formulas, (5.2) and (5.3) hold over \(F'\) verbatim (A4-7(a)).
- Inputs from [Sa08]. The Mackey morphisms and their functional equations, [Sa08, Theorem 5.2.1] (quoted as Theorem 3.7.1, p. 21), are proved in [Sa08] for every local non-archimedean field of characteristic \(0\): “We will be working throughout over fields of characteristic zero” (§1.7, p. 7), “\(k\) will always denote a locally compact non-archimedean local field in characteristic zero” (§4.1, p. 17). This was the one chain A5-5 left unchecked.
- Independence of \(e\). \(P_\kappa\) is given by (7.4) and (8.1) through \(q\), \(\Theta^+\), \(\delta_{P(X)}\) and Sakellaridis’s label \(\check\lambda(\kappa)\), none of which depends on \(F'\); the statement of Theorem 8.0.2 involves no choice beyond \(\operatorname{vol}K=1\) (A4-7(c), (d)).
- For \(\mathcal M_\theta\). hold over every \(\mathcal O'\) (steps 13–17, included), so (a) gives Theorem 8.0.2 over every \(p\)-adic \(F\), and holds.
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Under , over \(F=\mathbb F_q(\!(t)\!)\), the map \(\Psi\) defined by the images over \(F'_e\) is the isomorphism of (b); for \(\mathcal M_\theta\) it is the only one:
$$\begin{gathered}\Psi:\ C_K\to\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X},\\ \Psi(\mathbf 1_{Kx_\kappa})=P_\kappa,\qquad\Psi(\mathbf 1_{X(\mathcal O)})=1,\\ \Psi(f*\eta)=r(\mathcal Sf)\cdot\Psi(\eta)\\ (f\in\mathcal H_K,\ \eta\in C_K).\end{gathered}$$Status: proved · this run, audited (A4-8, A4-9; audits A5-6, A5-7). A4-8 was conditional on over \(\Lambda\) and on the [Sa08] check; both now hold (steps 17 and 11).
How, and which hypotheses enter
- Bases. By step 9 and the indicators \(\mathbf 1_{Kx_\kappa}\), \(\kappa\in\Lambda_S^+\), form a basis of \(C_K\) over \(F\) and over \(F'_e\); over \(F'_e\) their images \(P_\kappa\) form a basis of the target (, step 5). So \(\Psi\) is a linear bijection.
- Equivariance, one pair at a time. Given \(\lambda\), \(\mu\), take \(e\ge D(\lambda,\mu)\). By step 10 and Theorem 8.0.2 over \(F'_e\), $$\begin{aligned}\Psi(T_\lambda*\mathbf 1_{Kx_\mu})&=\sum_\nu c^\nu_{\lambda\mu}(F)\,P_\nu\\ &=\sum_\nu c^\nu_{\lambda\mu}(F'_e)\,P_\nu\\ &=r(\mathcal ST_\lambda)\,P_\mu,\end{aligned}$$ with \(\mathcal S(T_\lambda)\) the same over both fields. The \(T_\lambda\) span \(\mathcal H_K\).
- The basic function. \(X(\mathcal O)=Kx_0\) by and , and \(P_0=1\).
- Uniqueness for \(\mathcal M_\theta\). An \(\mathcal H_K\)-linear self-map \(h\) of the target with \(h(1)=1\) fixes \(\operatorname{im}r\). As \(\operatorname{im}r\) has codimension one and \(\operatorname{im}r\) acts on the quotient by a character (Proposition VII), for any \(s\) there is \(a\in\operatorname{im}r\smallsetminus0\) with \(as\in\operatorname{im}r\), so \(a\,h(s)=as\) and \(h(s)=s\) in the domain \(\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X}\).
- The target. \(A_X^*\), \(W_X\) and \(\delta(X)\) are read over \(F'_e\), where they depend only on \((G,\theta,T)\); identifying them with the invariants of \(X_F\) uses structure theory over \(\bar F\) (A5-6), done for \(E_6/F_4\) in A3-7 and A3-10.
- Audits. A5-6: the module transfer, uniqueness and the consequences for (SG) are correct. A5-7: A4-9 is a correct conditional theorem whose hypotheses and live at \(p\)-adic places.
- A second route holds for \(E_6/F_4\) · audited (A5-21). A1 reruns Sakellaridis’s proof directly over \(\mathbb F_q(\!(t)\!)\). Its open-orbit analytic half holds with characteristic-\(\ne2\) inputs only: convergence, generic uniqueness and rationality of \(S_\chi\) (A1-5), the functional equations and the sum formula (A1-6), the formal last step (A1-2) and the algebra of \(\mathcal M_\theta\) (A1-7); audits A5-14, A5-15, A5-16, A5-17. Its one remaining input, Statement 6.3.1 in characteristic \(p\), follows from through Theorem 8.0.2 at the ramified fields \(F'_e\) (A1-8, route B; audit A5-19). So for \(E_6/F_4\) both routes rest on , which step 17 proves. The general form of this route is the remark under (b).
Part (c): the hypotheses for \(E_6/F_4\)
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In every characteristic \(\ne2\), with statements over \(\bar F\) for \(F\) of characteristic \(0\) or \(p\), the two normalized spherical roots are sums of orthogonal roots, of type \(G\), with Levi subgroups of type \(D_5\):
$$\begin{gathered}\gamma_1=2\alpha_1+\alpha_2+2\alpha_3+2\alpha_4+\alpha_5\\ =\alpha_1+w_L\alpha_1=2\omega_1-\omega_6,\\ \gamma_6=\alpha_2+\alpha_3+2\alpha_4+2\alpha_5+2\alpha_6\\ =-\omega_1+2\omega_6,\end{gathered}$$ $$\begin{gathered}B_{w_\gamma}(\tilde\chi)=-e^{\check\gamma}\,\frac{1-q^{-4}e^{-\check\gamma}}{1-q^{-4}e^{\check\gamma}},\\ \beta(\tilde\chi)=\prod_{\check\gamma\in\check\Phi_X^+}\frac{1-e^{\check\gamma}}{1-q^{-4}e^{\check\gamma}} .\end{gathered}$$Proof
- Roots. \(\theta=-w_L\) and \(w_L\alpha_1=\alpha_1+\alpha_2+2\alpha_3+2\alpha_4+\alpha_5\), the highest root of the \(D_5\) on nodes \(1,\dots,5\); so \(\gamma_1=\alpha_1-\theta\alpha_1=\alpha_1+w_L\alpha_1\) with \((\alpha_1,w_L\alpha_1)=2-2=0\). \(\mathcal X(X)=\mathbb Z\omega_1\oplus\mathbb Z\omega_6\), dual to \(\Lambda_X=\mathbb Ze_1\oplus\mathbb Ze_6\).
- Type. \(\gamma_1\) and \(\gamma_6\) are primitive in \(\mathcal X(X)\) and span the extremal rays (for symmetric \(X\), \(\mathcal V\) is the image of the antidominant chamber, p. 8). \(W(E_6)\) is transitive on ordered pairs of orthogonal roots, so \((\alpha_1,w_L\alpha_1)\) is simple for some basis and \(\gamma_1\) is normalized; no root is proportional to it, so its type is \(G\). Hence no spherical root of type \(N\), and by S4-5, item 3, no pair \((Y,\alpha)\) of maximal rank has type \(T\) or \(N\), which is the opening assumption of §6 (S4-10; Knop’s transport of weight lattices, cited): A4 (i). In every characteristic \(\ne2\), A3-6 proves this directly (audited A5-10), and step 17 proves more.
- Levi subgroups. \(\mathrm{supp}\,\gamma_1=\{1,\dots,5\}\), \(\mathrm{supp}\,\gamma_6=\{2,\dots,6\}\): type \(D_5\), classical. A4 (ii).
- Colours. \(\bar F[X]\) is factorial with \(B\)-eigenweights \(a\omega_1+b\omega_6\), \(a,b\ge0\), so there are exactly two colours (in characteristic \(\ne2\) the weights \(\omega_1,\omega_6\) are forced by the diagram automorphism commuting with \(\theta_0\): A3-7 with the repair of A5-11), with \(\check v_{D_i}=e_i=\check\gamma_i\) (\(\langle e_i,\gamma_j\rangle\) is the Cartan matrix of \(A_2\)), and \(\langle\check\gamma_i,\rho_{P(X)}\rangle=\langle\alpha_i^\vee,\rho-\rho_L\rangle=1-(-3)=4\).
- \(\Theta\) and Statement 7.1.5. Both colours are of type \(G\), so \(\sigma=+\); the \(S_3\)-orbit of \(\check\gamma_1\) is the six coroots, so \(\Theta=\check\Phi_X\times\{(+,4)\}\) and \(\Theta^+=\check\Phi_X^+\). Each coroot is \(\gt0\) or \(\lt0\); \(w_{\gamma_1}\) sends only \(\check\gamma_1\) to a negative coroot, and by Lemma 7.1.2 (p. 58) only \(D_1\) belongs to \(\gamma_1\) since \(\langle e_6,\gamma_1\rangle=-1\). A4 (iv).
- Statement 6.3.1. By Theorem 6.3.2. Cross-check: \(\mathring XP_{\gamma_1}/R(P_{\gamma_1})\) has rank one with spherical root of full support, so it is \(\mathrm{Spin}_9\backslash\mathrm{Spin}_{10}\) of Theorem 6.11.1, and (6.18) in §6.19 (p. 56) with \(n=5\) gives \(q^{-n+1}=q^{-4}\), as (6.3) with \(\langle\check\gamma,\rho_{P(X)}\rangle=4\) requires. A4 (iii), in characteristic \(0\). Over \(\mathbb F_q(\!(t)\!)\) the Brion-path combinatorics hold (A3-10, audited A5-12) and the analytic part is open (A3-11); steps 8–12 do not use it.
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The involution \(\theta_0\) is defined over \(\mathbb Z\). Over every complete DVR \(\mathcal O\) with \(2\in\mathcal O^\times\), \(p\)-adic or \(\mathbb F_q[\![t]\!]\), \(\mathcal M_\theta\) satisfies A1 (respectively ), A2 and A5, and the integral points form one \(K\)-orbit:
$$\begin{gathered}\mathring X=B_{\mathcal O}/(B\cap H)\simeq U_P\times A_X,\\ B\cap H=B_L\cap L^\theta\subseteq L^\theta=\mathrm{Spin}_8,\\ X(\mathcal O)=Kx_0,\qquad\varphi_0=\mathbf 1_{Kx_0}.\end{gathered}$$Proof
Proof (S4-11, S4-4; A3-2, A3-3) and the cited inputs
- The involution over \(\mathbb Z\). \(C\) fixes every \(\sigma_{\alpha_i}\), hence \(\sigma_L\), so \(\theta_0^2=\operatorname{Int}(\sigma_L^2)\); an exact computation in \(\mathfrak{so}_8\) shows that \(\theta_0\) is the identity on \(\mathrm{Spin}_8\), whence \(\sigma_L^2\), central in \(\mathrm{Spin}_8\), acts trivially in the three eight-dimensional representations and \(\sigma_L^2=1\). \(\theta_0\) acts on \(\mathcal X(T)\) by \(-w_L\notin W(E_6)\), so it is outer, and \(\dim\mathfrak g^{\theta_0}=4+24+24=52\): type E IV.
- A1, . \(G_{\mathcal O}\) is split reductive with connected fibres and simply connected derived group over any \(\mathcal O\); \(F\) has characteristic \(0\), or is \(\mathbb F_q(\!(t)\!)\).
- \(H_{\mathcal O}\) and \(X_{\mathcal O}\). \(2\in\mathcal O^\times\), so \(H_{\mathcal O}=G_{\mathcal O}^{\theta_0}\) is smooth; its fibres are connected (simply connected \(G\), semisimple automorphism) and reductive of type \(F_4\). \(X_{\mathcal O}\) is smooth of relative dimension \(78-52=26\), separated, and quasi-affine.
- Open orbit. For \(g=ul\in B\cap H\), \(u\in U_P\), \(l\in B_L\): \(\theta(u)=u\,l\,\theta(l)^{-1}\in U_{P^-}\cap P=1\), so \(B\cap H=B_L\cap L^\theta\), a Borel subgroup scheme of \(\mathrm{Spin}_8\) of relative dimension 16. The orbit map \(B_{\mathcal O}/(B\cap H)\to X_{\mathcal O}\) is an open immersion on both fibres (\(42-16=26\)), hence an open immersion (EGA IV 17.9.1), with affine image \(U\simeq U_P\times A_X\). The complement of an affine open in the regular \(X_{\mathcal O}\) has pure codimension one (EGA IV 21.12.7), which forces \(\mathring X=U\).
- Measures. \(G\) and \(H\) are unimodular; on \(B\cap H\), \(\delta_B=\delta_{B\cap H}\) since \(\langle2\rho-2\rho_L,\alpha_j^\vee\rangle=0\) for \(j=2,\dots,5\).
- Integral points. \(H^1(\mathcal O,H_{\mathcal O})=H^1(\mathbb F_q,H_{\mathbb F_q})=1\) (Hensel for the smooth \(H_{\mathcal O}\), Lang for the connected special fibre), so every \(x\in X(\mathcal O)\) lifts to \(G(\mathcal O)\).
- A5. \(X_F\) is affine since \(F_4\) is reductive; \(B\cap H\) is connected solvable with split torus, so \(H^1(F,B\cap H)=1\) and \(\mathring X(F)\) is one \(B(F)\)-orbit.
- Characteristic \(p\). A3-2 and A3-3 (audited A5-8) prove all of this over \(\mathbb F_q[\![t]\!]\) using only \(2\in\mathcal O^\times\): quasi-affineness from Conrad’s Theorem 2.3.1 in place of Alper, and \(H^1(F,\mathrm{Spin}_8)=H^1(F,F_4)=1\) from Bruhat–Tits III, Theorem 4.7, in place of Kneser.
- Cited, not re-proved. The Chevalley involution over \(\mathbb Z\) (SGA 3, Exp. XXIII); smoothness of fixed points of a finite group of invertible order (Edixhoven 1992, Prop. 3.4); connectedness of \(G^\theta\) for simply connected \(G\) (Steinberg 1968, Thm. 8.1); quasi-affineness of \(G_{\mathcal O}/H_{\mathcal O}\) (Alper 2014, result number not checked); EGA IV 17.9.1 and 21.12.7. The ramified \(p\)-adic case of A1 is step 11.
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With left actions, labels \(\kappa\in\Lambda_S^+\) and points \(x_\kappa\in T(F)x_0\) with \(\tau(x_\kappa)\in\varpi^\kappa S(\mathcal O)\), \(\tau(gx_0)=g\theta(g)^{-1}\):
$$\begin{gathered}Kx_\kappa=Kx_{\kappa'}\iff\kappa=\kappa',\\ Jx_\kappa\subseteq B(\mathcal O)x_\kappa\ \ (\kappa\in\Lambda_S^+),\\ \text{every }(Y,\alpha)\text{ of maximal rank}\\ \text{has type }G\text{ or }U .\end{gathered}$$Proof
- Distinct labels. \(\tau\) is injective and \(\tau(kx)=k\tau(x)\theta(k)^{-1}\) with \(\theta(K)=K\), so \(K\tau(x)K\) depends only on \(Kx\); \(\tau(\varpi^\mu x_0)=\varpi^{\varphi(\mu)}\) and the Cartan decomposition of \(G(F)\) separate the labels. Points of \(T(F)x_0\) with the same label differ by \(\operatorname{im}T(\mathcal O)\subseteq K\).
- , labels with a dominant lift. Iwahori factorization \(J=U_P(\mathcal O)(J\cap L)U_P^-(\mathfrak p)\); conjugation by \(\varpi^\mu\) with \(\mu\) dominant shrinks \(U_P^-(\mathfrak p)\); the open cell \(U_P\times A_X\) over \(\mathcal O\) absorbs \(U_P^-(\mathfrak p)x_0\) into \(U_P(\mathfrak p)T(\mathcal O)x_0\); and \(L\) acts on \(L/L^\theta\) through the torus \(L/[L,L]\).
- , the uncovered labels \(3k\omega_1^\vee\), \(3k\omega_6^\vee\), \(k\) odd. No single cocharacter works there. The wall parabolic \(Q=MU_Q\) with Levi \(M\) of type \(D_5\) on nodes \(2,\dots,6\), the representative \(\mu_1=2\alpha_1^\vee+\alpha_3^\vee+\alpha_4^\vee+\alpha_5^\vee+\alpha_6^\vee\), and a rational central half-translation \(R_z\) (\(z^2=\zeta(\varpi)\), \(\zeta=3\omega_1^\vee\)) reduce the Levi part to the label \(0\) inside \(M/M^\theta\), and the bound \(\langle\epsilon,\mu_k\rangle\ge-1\) on the roots \(\epsilon\) of \(U_{P\cap M}\) keeps the unipotent part integral.
- Types. There are \(|W|/(|W_X|\,|W_{P(X)}|)=51840/(6\cdot192)=45\) Borel orbits of maximal rank. A pair of type \(T\) or \(N\) would put a root in \(w(\mathbb Q\omega_1\oplus\mathbb Q\omega_6)\) (Knop 1995, transport of weight lattices; cited, not checked), and no root lies there: \(\tfrac43(a^2+ab+b^2)\ne2\) for integers. In every characteristic \(\ne2\), A3-6 replaces Knop’s result by a direct argument (audited A5-10, which supplies the converse \(Y_w=Y_{w'}\Rightarrow w^{-1}w'\in W(X)\)).
- Characteristic \(p\). A3-9 re-checks each step over \(\mathbb F_q[\![t]\!]\): Iwahori factorizations, the open cells \(U_P\times A_X\) and \(U_Q\times M/M^\theta\), and \(R_z\), defined over \(F(\sqrt t)\), separable since \(p\) is odd (audited A5-12).
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The existence half of is a Cartan decomposition for \(G/H\); it follows from Delorme–Sécherre’s theorem, whose index set has one element here. With step 15:
$$\begin{gathered}G(F)=K\,T(F)\,H(F),\\ X(F)=\bigsqcup_{\kappa\in\Lambda_S^+}Kx_\kappa,\qquad K\backslash X(F)\simeq\Lambda_S^+ .\end{gathered}$$Status: proved for \(p\) odd, in both characteristics: over \(\mathbb F_q(\!(t)\!)\) by A3-4, A3-5, A3-8 (audited A5-9) and by the transfer of step 9; over \(p\)-adic \(F\) from Delorme–Sécherre, Pacific J. Math. 251 (2011), Theorem 1.1 (arXiv:math/0612545, Theorem 0.4 = 4.8), with one conjugacy class of maximal \(\theta\)-split tori (Kneser, \(H^1(F,\mathrm{Spin}_8)=1\)) and \(W_X\) realized in \(H(\mathcal O)\cap N_G(T)\).
Proof
Proof (S4-12, S4-13) and the cited inputs
- Delorme–Sécherre. For \(F\) of odd residue characteristic, \(G\) split, \(\sigma\) an involution, \(H\) open in \(G^\sigma\), \(A\) a maximal \((\sigma,F)\)-split torus inside a \(\sigma\)-stable maximal split torus, \(\{A_j\}_{j\in J}\) the \(H(F)\)-classes of maximal \((\sigma,F)\)-split tori with \(y_jAy_j^{-1}=A_j\), and \(K\) the stabilizer of a special point in the apartment: \(G(F)=\bigcup_jH(F)\,y_j\,T(F)\,K\). Here \(A=S\), the torus \(T\), and \(K=G(\mathcal O)\) the stabilizer of the hyperspecial vertex (Bruhat–Tits).
- One class, \(|J|=1\). A maximal \((\theta,F)\)-split torus \(A'\) is \(G(F)\)-conjugate to \(S\) (Helminck–Wang, Prop. 10.3), so \(A'=hSh^{-1}\) with \(h\in H(\bar F)\) (Vust; Richardson). Then \(\tau\mapsto h^{-1}\tau(h)\) is a cocycle in \(Z_H(S)=L^\theta=\mathrm{Spin}_8\), and \(H^1(F,\mathrm{Spin}_8)=1\) (Kneser) lets one choose \(h\in H(F)\). In characteristic \(p\), A3-4 proves the single class directly and Bruhat–Tits III gives \(H^1=1\); Delorme–Sécherre’s proof uses no characteristic-\(0\) input (A3-5).
- From \(G(F)\) to \(X(F)\). Inverting gives \(G(F)=K\,T(F)\,H(F)\); and \(X(F)=G(F)x_0\) because \(H^1(F,F_4)=1\). So every \(K\)-orbit meets \(T(F)x_0\).
- Into \(A_X^+\). \(\dot n_i=\sigma_{\alpha_i}\theta(\sigma_{\alpha_i})\in H(\mathcal O)\cap N_G(T)\) (\(i=1,6\)) lifts \(s_{\alpha_i}s_{w_L\alpha_i}\), which acts on \(\Lambda_S\) as the simple reflection \(s_{\gamma_i}\) of \(W_X\); so \(\dot n_i\varpi^\mu x_0=\varpi^{s_{\alpha_i}s_{w_L\alpha_i}\mu}x_0\) moves any label to a dominant one inside its \(K\)-orbit. With distinct labels (step 15), holds.
- Cited, not re-proved. Delorme–Sécherre, Theorem 1.1, with Helminck–Wang, Prop. 10.3, inside it; conjugacy of maximal \(\theta\)-split tori over \(\bar F\) (Vust; Richardson); Kneser’s \(H^1(F,\mathrm{Spin}_8)=H^1(F,F_4)=1\); Bruhat–Tits for \(K=\operatorname{Stab}(x)\).
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For \(\mathcal M_\theta\) and every DVR \(\mathcal O\) with \(2\in\mathcal O^\times\), mixed or equal characteristic, \(p=3\) included: the \(B_F\)-orbits are the \(45\) orbits \(B\dot wx_0\), all of maximal rank; Sakellaridis’s \(\mathcal O\)-scheme of each is the smooth orbit scheme \(Y_x\simeq B/B_x\); and, \(P_\alpha\)-equivariantly,
$$\begin{gathered}B_x=(B\cap\theta_xB)^{\theta_x},\\ \alpha\in\Phi_x\ (90\ \text{pairs}):\\ Y_xP_\alpha/R(P_\alpha)\simeq\mathrm{PGL}_2\backslash\mathrm{PGL}_2,\\ \alpha\notin\Phi_x\ (180\ \text{pairs}):\\ Y_xP_\alpha/R(P_\alpha)\simeq B_2\backslash\mathrm{PGL}_2=\mathbb P^1_{\mathcal O},\end{gathered}$$with the complement clause for all \(270\) pairs. Here \(x=ww_Lw^{-1}\) runs over the \(45\) conjugates of \(w_L\) in \(W\) (\(|C_W(w_L)|=1152\)), \(\theta_x\) is the conjugate involution and \(\Phi_x\) the \(D_4\) of its fixed roots. So holds.
Status: proved · this run, audited (A2-8; audit A6-9, with the repairs A6-3, A6-5, A6-6; the \(45\times6\) table recomputed independently in A6-1).
How (A2-3 to A2-7), in five lines
- \(\theta\)-stable tori. Over an algebraically closed \(k\), \(\operatorname{char}k\ne2\), every \(\theta\)-stable maximal torus \(T'\) is \(H(k)\)-conjugate to \(T\). With \(a=\dim T'_+\) (the \(\theta\)-fixed part), \(r+c\) the number of real and complex roots and \(i_c\), \(i_n\) those of imaginary roots on which \(\theta=\pm1\), the eigenspace dimensions give $$\begin{gathered}52=a+\tfrac{r+c}2+i_c,\\ 26=(6-a)+\tfrac{r+c}2+i_n,\end{gathered}$$ so \(i_c-i_n=32-2a\); for \(a\le3\) the imaginary roots form a simply laced system of rank \(\le3\) with \(i_c\le12\), impossible, so \(a=4\) and \(T'_+\) is \(H\)-conjugate to \(T^\theta\) (A2-3).
- The \(45\) orbits. For \(z=gx_0\), the Borel subgroups \(g^{-1}Bg\) and its \(\theta\)-image share a maximal torus (Conrad, Theorem 1.4.12, with the line supplied in A6-3) that \(\theta\) stabilizes, so every orbit meets \(N_G(T)x_0\); the Bruhat cell of \(\tau(z)\) separates the \(45\) orbits \(By_x\), all of rank \(2\). Their stabilizers \(B_x=T^{\theta_x}\ltimes U^{\theta_x}_{\Phi^+\cap\theta_x\Phi^+}\) are smooth over \(\mathbb Z[1/2]\) (Conrad, Theorem 5.1.13 and Proposition 5.1.16).
- Orbit immersions through \(\tau\). For \(y=nx_0\), \(b\mapsto b\,\theta_n(b)^{-1}\) is flat onto an open \(\mathcal U_n\) of a fixed locus in the locally closed \(B\,\theta_n(B)\subseteq G\), so \(Y_x=\tau_n^{-1}(\mathcal U_n)\) is locally closed in \(X\) and \(B/B_x\simeq Y_x\), smooth with fibres the orbits (A2-4). This is Sakellaridis’s scheme \(Y\), complements read inside closures (A6-7).
- Rank-one quotients. If \(\alpha\in\Phi_x\) then the \(\mathrm{SL}_2\) of \(\alpha\) lies in \(G^{\theta_x}\), \(P_\alpha Y_x=Y_x\) and the quotient is a point (type \(G\)). Otherwise \(P_\alpha Y_x=Y_x\sqcup Y_{s_\alpha xs_\alpha}\) is smooth, and \(py\mapsto\pi(p)[0:1]\) identifies its quotient with \(\mathrm{PGL}_2/B_2=\mathbb P^1_{\mathcal O}\) (type \(U\), \(S=T_2\)); types \(T\), \(N\) never occur (A2-5, A2-6; categorical quotient in A6-5).
- Closures over \(\mathcal O\). By induction along type-\(U\) raisings from the closed orbit \(x=w_0\), the closure of \(Y_{x,F}\) in \(X_{\mathcal O}\) has special fibre the closure of \(Y_{x,\kappa}\), with the Bruhat order on the conjugates of \(w_L\) as closure order on every fibre (\(821\) relations); this gives the complement clause (A2-7; \(P_\alpha Z_{x'}\) closed since \(P_\alpha/B\simeq\mathbb P^1_{\mathcal O}\) is proper, A6-6).
- Caveat. The triviality of \(\theta_0\) on \(\mathrm{Spin}_8\) uses the sign convention \(C(x_{\pm\alpha_i}(c))=x_{\mp\alpha_i}(-c)\) of S4-11; with the opposite sign the same formula gives an involution of type E I (A6-2).
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For \(\mathcal M_\theta\), \(p\) odd, the hypotheses of part (b) hold, so step 12 applies over \(\mathbb F_q(\!(t)\!)\).
Status: proved · this run, audited (A4-9’s reading; audit A5-7).
How
- . \(H_\Lambda\) is smooth with connected fibres of type \(F_4\) (S4-4, step 14), and \((T^\theta)^\circ\) is a split maximal torus of every fibre (A4-4).
- . From \(\mathring X(E)=B(E)x_0\) by the density argument (E3) of A4-5, or from \(H^1(E,F_4)=1\) (step 14).
- . \(\tau:X_\Lambda\to G_\Lambda\) is a closed immersion (A4-3).
- . Delorme–Sécherre over every \(p\)-adic field of odd residue characteristic (S4-12, S4-13; step 16).
- . Step 11, since hold over every \(\mathcal O'_e\), by step 17; Sakellaridis’s label of \(Kx_\kappa\) is \(\kappa\in\Lambda_S^+=\Lambda_X^+\), the same for every \(e\).
Part (d): the criterion for \(E_6/F_4\)
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For \(\mathcal M_\theta\), \(p\) odd, over \(\mathbb F_q(\!(t)\!)\) and over every \(p\)-adic \(F\), of any ramification, \(C_K\simeq\mathbb C[\delta(X)^{1/2}A_X^*]^{W_X}\) with \(\varphi_0\mapsto1\), so (SG) holds iff \(r\) is onto. Since \(r\) is not onto (Proposition VII), (SG) fails and \(C_K\) needs exactly two generators:
$$\begin{gathered}\operatorname{im}r=\{g\in\mathbb C[\Lambda_S]^{W_X}:\ g(y_1)=g(\sigma y_1)\},\\ C_K=\mathcal H_K\varphi_0\oplus\mathbb C\,\mathbf 1_{Kx_{3\omega_1^\vee}} .\end{gathered}$$Status: proved · from (a)–(c); “(SG) fails” with Proposition VII.
What is used, and where it is proved
- \(p\)-adic \(F\). hold for \(\mathcal M_\theta\) over every \(p\)-adic \(\mathcal O\) (steps 13–17; the ramified case by step 11), so (a) applies.
- \(\mathbb F_q(\!(t)\!)\). hold (step 18), so (b) applies (step 12), with the images \(P_\kappa\) of the \(p\)-adic fields.
- \(r\) is not onto (S4-7), for every \(q\): after translating the target to \(\mathbb C[\Lambda_S]^{W_X}\), \(y_1\) and \(\sigma y_1\) are not \(W_X\)-conjugate while their shifts by \(q^{\rho_L}\) are \(W(E_6)\)-conjugate, as in step 7, and \(\operatorname{im}r\) is exactly the subring of functions agreeing at them.
- Consequences (S4-8; over \(\mathbb F_q(\!(t)\!)\), A4-8). The isomorphism alone gives that (SG) fails, that \(C_K\) is not cyclic, and that \(C_K/\mathcal H_K\varphi_0\) is the character of Satake parameter \(q^{\rho-\omega_4}\). That \(\mathbf 1_{Kx_{3\omega_1^\vee}}\) is a second generator uses the image of an orbit indicator: from the proof of Theorem 8.0.2 (p. 64; step 5) over \(p\)-adic \(F\), and from \(\Psi\) (step 12) over \(\mathbb F_q(\!(t)\!)\).
- Scope. \(p\) odd and the model \(\mathcal M_\theta\); residue characteristic \(2\) is not covered.
- Where. Proposition VII proves the algebra and the module statements; Proposition VIII compares the function level with the sheaf level, where every object is Satake.
Other families on these pages
- \(\mathrm{GL}_n/(\mathrm{GL}_p\times\mathrm{GL}_q)\) and \(\mathrm{GL}_{2n}/\mathrm{Sp}_{2n}\). \(r\) is onto, so (SG) holds under (Proposition F of the classical page). Sakellaridis’s table (rows 1 and 2, p. 76) lists them among examples satisfying the assumptions of Theorem 7.2.1; he proves at almost every place. For \(\mathrm{GL}_{2n}/\mathrm{Sp}_{2n}\), Proposition IV proves (SG) without .
- The spheres \(\mathrm{Spin}_{2n}/\mathrm{Spin}_{2n-1}\). Proposition V proves (SG) directly and finds \(r\) onto as a consistency check; there A1 and A5 hold and A2, , A4 are not verified.
- \(\mathrm{SL}_2/T\). A5 fails (square classes), so the theorem does not apply; Proposition III decides it directly.
- \(\mathbb F_q(\!(t)\!)\). The paper assumes characteristic \(0\) (§1.1, p. 2); part (b) now covers symmetric \(X\) with , and (d) covers \(E_6/F_4\). Proposition II works over \(\mathbb F_q(\!(t)\!)\).