Proposition III · explicit family

\(E_6/F_4\)

Verdict

Condition (1) holds: \(Z_{G^\theta}(S)=\mathrm{Spin}_8\) is connected. Coverage fails exactly at the labels \(3k\omega_1^\vee\) and \(3k\omega_6^\vee\) with \(k\) odd, the smallest being \(3\omega_1^\vee\).

By Proposition III, step 7, H1–H5 fail for \(E_6/F_4\).

Smallest failure: \(3\omega_1^\vee\)

\(E_6/F_4\) has no parameter. Its labels fill the chamber of a restricted root system of type \(A_2\), and the failures sit on the walls:

$$\Lambda_S^+=\{a\omega_1^\vee+b\omega_6^\vee:a,b\ge0,\ a\equiv b\bmod3\}$$ $$\Lambda_S^+\setminus\varphi(\Lambda_T^+)=\{3k\omega_1^\vee,\,3k\omega_6^\vee:k\ \text{odd}\}.$$
The 60-degree chamber spanned by omega 1 check and omega 6 check, with the labels a omega 1 check plus b omega 6 check, a congruent to b mod 3, drawn as points of a triangular lattice. All are green except red rings at 3 omega 1 check, 9 omega 1 check on the wall b = 0 and 3 omega 6 check, 9 omega 6 check on the wall a = 0. An inset shows the Satake diagram E IV: the E6 diagram with white end nodes 1 and 6 and black nodes 2, 3, 4, 5.
Figure 1. \(E_6/F_4\): the labels without a dominant lift are the odd multiples of \(3\omega_1^\vee\) and \(3\omega_6^\vee\) on the walls; inset, the Satake diagram E IV.
Intuition on the smallest failureworked here
  1. What \(\varphi\) does. It kills the black coroots; for \(i=2,\dots,5\), \(\varphi(\omega_i^\vee)\) has both coefficients \(\ge1\), so only \(\omega_1^\vee\) lands on the wall \(b=0\) and only \(\omega_6^\vee\) on \(a=0\): $$\varphi(\omega_1^\vee)=2\omega_1^\vee,\qquad\varphi(\omega_6^\vee)=2\omega_6^\vee.$$
  2. Why a wall label can fail. A dominant \(\lambda=\sum_ic_i\omega_i^\vee\) with \(\varphi(\lambda)\) on the wall \(b=0\) is a multiple of \(\omega_1^\vee\), so its image is even; the lattice condition makes the label a multiple of \(3\): $$\varphi(\lambda)=a\omega_1^\vee\ \Longrightarrow\ \lambda=c_1\omega_1^\vee,\ \ a=2c_1$$ $$a\equiv b=0\bmod3.$$
  3. Same picture as \(\mathrm{SL}_6/\mathrm{Sp}_6\). Sending the pair values \(a\) of that family to \((a_1-a_2)\omega_1^\vee+(a_2-a_3)\omega_6^\vee\) matches the two label sets and their failures (its Figure 1): $$(2,2,-1,-1,-1,-1)\leftrightarrow3\omega_1^\vee$$ $$(1,1,1,1,-2,-2)\leftrightarrow3\omega_6^\vee.$$
  4. For H5. \(Z_{G^\theta}(S)=\mathrm{Spin}_8\) is connected, so by Proposition III, step 6 H5 fails exactly at these labels.

1 · Model

Group. \(G=E_6\) is simply connected. Its Bourbaki labels form the chain 1–3–4–5–6 with node 2 attached to node 4, and its Cartan matrix has entries \(\langle\alpha_i,\alpha_j^\vee\rangle\):

$$A=\begin{pmatrix}2&0&-1&0&0&0\\0&2&0&-1&0&0\\-1&0&2&-1&0&0\\0&-1&-1&2&-1&0\\0&0&0&-1&2&-1\\0&0&0&0&-1&2\end{pmatrix}.$$

Involution. \(\theta\) is the involution of type E IV, and its fixed group \(G^\theta=F_4\) is connected because \(G\) is simply connected. Its Satake diagram has white nodes \(1,6\), black nodes \(2,3,4,5\) forming a \(D_4\), and no arrows.

Torus. \(S\) is a maximal θ-split torus and \(T\supseteq S\) a θ-stable maximal torus, written in coroot coordinates. The Satake diagram makes \(\theta\) act on \(T\) by \(-w_L\), where \(w_L\) is the longest element of the Weyl group of the black \(D_4\):

$$T=\{\alpha_1^\vee(t_1)\,\alpha_2^\vee(t_2)\cdots\alpha_6^\vee(t_6)\}\cong(\mathbb C^\times)^6,\qquad\theta=-w_L.$$

\(w_L\) is \(-1\) on the span of the black coroots and fixes its orthogonal complement, the span of \(\omega_1^\vee,\omega_6^\vee\). So \(\theta\) fixes \(\alpha_2^\vee,\dots,\alpha_5^\vee\) and negates \(\omega_1^\vee,\omega_6^\vee\).

Split torus. \(\Lambda_S\) has the basis \(\varphi\alpha_1^\vee,\varphi\alpha_6^\vee\) (section 2), so \(S\) has two coordinates \(u,v\in\mathbb C^\times\):

$$S=\{s(u,v)\},\qquad s(u,v)=\alpha_1^\vee(u^2)\,\alpha_2^\vee(uv)\,\alpha_3^\vee(u^2v)\,\alpha_4^\vee(u^2v^2)\,\alpha_5^\vee(uv^2)\,\alpha_6^\vee(v^2).$$

\(\theta(s)=s^{-1}\) on \(S\), and \(\dim S=2\) is the rank of \(E_6/F_4\), the number of white nodes.

Fixed torus. \((T^\theta)^\circ\) is the torus of \(\alpha_2^\vee,\dots,\alpha_5^\vee\). Every \(t\in T\) is \(s(u,v)\,t'\) with \(u^2=t_1\), \(v^2=t_6\) and \(t'\in(T^\theta)^\circ\), so \(T=(T^\theta)^\circ\cdot S\).

2 · Lattices

Cocharacters. \(G\) is simply connected, so \(\Lambda_T=\mathbb Z\alpha_1^\vee\oplus\dots\oplus\mathbb Z\alpha_6^\vee\). In this basis \(\theta\) is the integer matrix whose column \(j\) is \(\theta\alpha_j^\vee\):

$$\theta=\begin{pmatrix}-1&0&0&0&0&0\\-1&1&0&0&0&-1\\-2&0&1&0&0&-1\\-2&0&0&1&0&-2\\-1&0&0&0&1&-2\\0&0&0&0&0&-1\end{pmatrix},\qquad\theta^2=1.$$

The first column comes from splitting \(\alpha_1^\vee=p+q\), with \(p\) in the black span and \(q\) orthogonal to it. Pairing with \(\alpha_2,\dots,\alpha_5\) determines \(p\), and \(\theta\alpha_1^\vee=p-q=2p-\alpha_1^\vee\):

$$p=-\tfrac12\alpha_2^\vee-\alpha_3^\vee-\alpha_4^\vee-\tfrac12\alpha_5^\vee,\qquad\theta\alpha_1^\vee=-\alpha_1^\vee-\alpha_2^\vee-2\alpha_3^\vee-2\alpha_4^\vee-\alpha_5^\vee.$$

The last column follows by the symmetry \(1\leftrightarrow6\), \(3\leftrightarrow5\). Since \(A\theta=\theta^TA\), the same matrix gives \(\theta\) on the roots, and \(-\theta\alpha_1=\alpha_1+\alpha_2+2\alpha_3+2\alpha_4+\alpha_5\) is a root: the highest root of the \(D_5\) on nodes \(1,\dots,5\).

Split lattice. \(\Lambda_S\) is the \((-1)\)-eigenlattice, \(\Lambda_T\cap(\mathbb Q\omega_1^\vee\oplus\mathbb Q\omega_6^\vee)\). The inverse Cartan matrix gives:

$$3\omega_1^\vee=4\alpha_1^\vee+3\alpha_2^\vee+5\alpha_3^\vee+6\alpha_4^\vee+4\alpha_5^\vee+2\alpha_6^\vee,$$ $$3\omega_6^\vee=2\alpha_1^\vee+3\alpha_2^\vee+4\alpha_3^\vee+6\alpha_4^\vee+5\alpha_5^\vee+4\alpha_6^\vee.$$

So \(a\omega_1^\vee+b\omega_6^\vee\) has integer coroot coordinates exactly when \(a\equiv b\bmod3\). Equivalently, \(\omega_1^\vee\) and \(\omega_6^\vee\) have classes \(1\) and \(2\) in the coweight lattice modulo \(\Lambda_T\), a cyclic group of order \(3\):

$$\Lambda_S=\{a\omega_1^\vee+b\omega_6^\vee:a,b\in\mathbb Z,\ a\equiv b\bmod3\}.$$

Leading-term map. \(\varphi=1-\theta\) annihilates the black coroots:

$$\varphi=\begin{pmatrix}2&0&0&0&0&0\\1&0&0&0&0&1\\2&0&0&0&0&1\\2&0&0&0&0&2\\1&0&0&0&0&2\\0&0&0&0&0&2\end{pmatrix},$$ $$\varphi\alpha_1^\vee=2\omega_1^\vee-\omega_6^\vee,\qquad\varphi\alpha_6^\vee=-\omega_1^\vee+2\omega_6^\vee,\qquad\varphi\alpha_j^\vee=0\ \ (j=2,\dots,5).$$

The two images satisfy \(a\equiv b\bmod3\) and span a sublattice of index \(\det\left(\begin{smallmatrix}2&-1\\-1&2\end{smallmatrix}\right)=3\) in \(\mathbb Z\omega_1^\vee\oplus\mathbb Z\omega_6^\vee\). So \(\varphi(\Lambda_T)=\Lambda_S\).

3 · Positive roots

Borel. \(B\) is the Borel of the simple roots \(\alpha_1,\dots,\alpha_6\), so \(\Phi^+\) is the \(36\) roots with nonnegative coefficients. A root is trivial on \(S\) exactly when its \(\alpha_1\)- and \(\alpha_6\)-coefficients vanish, so \(L=Z_G(S)\) is the Levi of the black nodes:

$$\Phi_L=\Phi\cap(\mathbb Z\alpha_2+\mathbb Z\alpha_3+\mathbb Z\alpha_4+\mathbb Z\alpha_5),\qquad|\Phi_L^+|=12.$$

θ on roots. \(\theta\) fixes \(\Phi_L\), since it fixes the black span. For \(\alpha\in\Phi^+\setminus\Phi_L\), the root \(-\theta\alpha=w_L\alpha\) keeps the \(\alpha_1\)- and \(\alpha_6\)-coefficients of \(\alpha\), one of which is positive, because the black Weyl group changes only the coefficients of \(\alpha_2,\dots,\alpha_5\):

$$-\theta\alpha\in\Phi^+\qquad(\alpha\in\Phi^+\setminus\Phi_L).$$

4 · Centralizer

The Levi. The derived group of \(L\) has maximal torus \((T^\theta)^\circ\), whose cocharacter lattice \(\Lambda_T\cap(\mathbb Q\alpha_2^\vee\oplus\dots\oplus\mathbb Q\alpha_5^\vee)\) is the coroot lattice \(\mathbb Z\alpha_2^\vee\oplus\dots\oplus\mathbb Z\alpha_5^\vee\) of the black \(D_4\). So the derived group is the simply connected \(\mathrm{Spin}_8\), and \(L=S\cdot\mathrm{Spin}_8\) because \(S\) is the identity component of the centre of \(L\).

θ on the Levi. \(\theta\) acts trivially on \(L/S\) (Proposition III, step 4), so \(g\mapsto\theta(g)g^{-1}\) maps the connected group \(\mathrm{Spin}_8\) into the finite group \(S\cap\mathrm{Spin}_8\). Hence \(\theta\) fixes \(\mathrm{Spin}_8\) pointwise and inverts \(S\):

$$\theta(s\,m)=s^{-1}m,\qquad L^\theta=S[2]\cdot\mathrm{Spin}_8,\qquad S[2]=\{s\in S:s^2=1\}.$$

The 2-torsion of \(S\). In the coordinates of section 1, \(S[2]=\{s(u,v):u,v=\pm1\}\). Its generators lie in \((T^\theta)^\circ\subseteq\mathrm{Spin}_8\):

$$s(-1,1)=\alpha_2^\vee(-1)\,\alpha_5^\vee(-1),\qquad s(1,-1)=\alpha_2^\vee(-1)\,\alpha_3^\vee(-1).$$

So the centralizer is connected. It is the complexification of the group \(M=\mathrm{Spin}(8)\) of the real form \(E_{6(-26)}\):

$$Z_{G^\theta}(S)=L^\theta=\mathrm{Spin}_8.$$

Chen–Yi's Example 88 asserts that the \(L^+G\)-stabilizers on \(LX\) are connected for \(E_6/F_4\), without naming the centralizer. By step 4 that is the same condition.

5 · Coverage

Dominant cones. Write \(\lambda=\sum_ic_i\omega_i^\vee\); it is dominant when every \(c_i\ge0\). Modulo \(\Lambda_T\), the coweights \(\omega_1^\vee,\omega_3^\vee,\omega_5^\vee,\omega_6^\vee\) have classes \(1,2,1,2\) and \(\omega_2^\vee,\omega_4^\vee\) lie in \(\Lambda_T\), so:

$$\Lambda_T^+=\{\textstyle\sum_ic_i\omega_i^\vee:\ c_i\in\mathbb Z_{\ge0},\ c_1-c_3+c_5-c_6\equiv0\bmod3\},$$ $$\Lambda_S^+=\{a\omega_1^\vee+b\omega_6^\vee:\ a,b\in\mathbb Z_{\ge0},\ a\equiv b\bmod3\}.$$

The map on coweights. \(\varphi\) annihilates \(\alpha_2^\vee,\dots,\alpha_5^\vee\), so \(\varphi(\omega_i^\vee)\) depends only on the \(\alpha_1^\vee\)- and \(\alpha_6^\vee\)-coefficients \(y_i,z_i\) of \(\omega_i^\vee\). The inverse Cartan matrix supplies them:

$$\varphi(\omega_i^\vee)=y_i\,\varphi\alpha_1^\vee+z_i\,\varphi\alpha_6^\vee=(2y_i-z_i)\,\omega_1^\vee+(2z_i-y_i)\,\omega_6^\vee.$$
Table 1. \(i\) and \(1\) and \(2\)
\(i\)\(1\)\(2\)\(3\)\(4\)\(5\)\(6\)
\((y_i,z_i)\)\((\frac43,\frac23)\)\((1,1)\)\((\frac53,\frac43)\)\((2,2)\)\((\frac43,\frac53)\)\((\frac23,\frac43)\)
\(\varphi(\omega_i^\vee)\)\(2\omega_1^\vee\)\(\omega_1^\vee+\omega_6^\vee\)\(2\omega_1^\vee+\omega_6^\vee\)\(2\omega_1^\vee+2\omega_6^\vee\)\(\omega_1^\vee+2\omega_6^\vee\)\(2\omega_6^\vee\)
$$\varphi\Bigl(\sum_ic_i\omega_i^\vee\Bigr)=(2c_1+c_2+2c_3+2c_4+c_5)\,\omega_1^\vee+(c_2+c_3+2c_4+2c_5+2c_6)\,\omega_6^\vee.$$

Lemma. A label \(a\omega_1^\vee+b\omega_6^\vee\in\Lambda_S^+\) lies in \(\varphi(\Lambda_T^+)\) unless \(b=0\) with \(a\) odd, or \(a=0\) with \(b\) odd. Since \(a\equiv b\bmod3\), the labels without a lift are

$$3k\omega_1^\vee,\quad3k\omega_6^\vee\qquad(k\ \text{odd}).$$

Proof. If \(b=0\), the \(\omega_6^\vee\)-coefficient forces \(c_2=\dots=c_6=0\), and then \(a=2c_1\) is even; the case \(a=0\) is symmetric. Otherwise the parities of \((a,b)\) pick one of four dominant lifts:

$$\text{even, even}:\ \frac a2\omega_1^\vee+\frac b2\omega_6^\vee,\qquad\text{odd, odd}:\ \omega_2^\vee+\frac{a-1}2\omega_1^\vee+\frac{b-1}2\omega_6^\vee,$$ $$\text{odd, even}:\ \omega_5^\vee+\frac{a-1}2\omega_1^\vee+\frac{b-2}2\omega_6^\vee,\qquad\text{even, odd}:\ \omega_3^\vee+\frac{a-2}2\omega_1^\vee+\frac{b-1}2\omega_6^\vee.$$

The last two need \(b\ge2\), resp. \(a\ge2\), which hold outside the exceptions. Each lift lies in \(\Lambda_T\), because the image formula gives \(a-b\equiv-(c_1-c_3+c_5-c_6)\bmod3\).

The smallest failure. \(3\omega_1^\vee\) lifts in \(\Lambda_T\), as Chen–Yi, Lemma 90 asserts, but not dominantly:

$$\varphi(2\alpha_1^\vee+\alpha_6^\vee)=3\omega_1^\vee,\qquad\varphi(\lambda)=3\omega_1^\vee\ \Longrightarrow\ c_2=\dots=c_6=0,\ \ 2c_1=3.$$

A search over all labels with \(a,b\le15\) finds exactly six without a dominant lift: \(3\omega_1^\vee\), \(9\omega_1^\vee\), \(15\omega_1^\vee\) and their images under \(1\leftrightarrow6\).