Proposition V and proof
Propositions I and II are the inputs; the closed-orbit test re-proves the sheaf half of Proposition IV.
Proof PDF · original proposition numbering →
Definitions
Groups, levels and the sheaf statement
\(q\) is a power of an odd prime, \(k=\overline{\mathbb F}_q\) with \(\overline{\mathbb Q}_\ell\)-coefficients. \(G\supseteq B\supseteq T\) is split connected reductive over \(\mathbb F_q\), \(X\) a smooth affine \(G\)-variety over \(\mathbb F_q\), \(K=L^+G\supseteq I\) the Iwahori. \(\widetilde W=X_*(T)\rtimes W\) with \(W\) the finite Weyl group; \(s\) runs over the simple affine reflections, \(P_s=I\cup IsI\) is the parahoric of \(s\), and \(\Omega\) is the set of length-zero elements.
$$\mathcal C_I=\bigcup_{N,M}\mathcal C_I^{(N,M)},\qquad\mathcal C_I^{\mathrm{Iwa}}=\operatorname{Thick}\{\mathrm{IC}_w\ast_I\mathrm{IC}_0:w\in\widetilde W\}.$$\(\mathcal D\) is the set of pairs (piece of a fine level, irreducible equivariant local system); the simple objects are \(\mathcal S_I=\{\mathrm{IC}_Q:Q\in\mathcal D\}\). \(\mathcal M_I\) collects those that are shifted direct summands of some generator, \(\mathcal M_I^+\supseteq\mathcal M_I\) those that are perverse constituents of one.
Functions over \(F=\mathbb F_q(\!(t)\!)\): (IG) and (SG)
\(\mathcal O=\mathbb F_q[\![t]\!]\). \(\mathcal H_I=C_c(I\backslash G(F)/I)\) with \(\operatorname{vol}I=1\) and basis \(T_w=\mathbf 1_{IwI}\), so \((T_s-q)(T_s+1)=0\). The functions and the basic function:
$$C_I=C_c^\infty(X(F))^I\supseteq C_K=C_c^\infty(X(F))^K,\qquad\varphi_0=\mathbf 1_{X(\mathcal O)} .$$Iwahori and spherical generation:
$$\text{(IG)}\quad\mathcal H_I\ast\varphi_0=C_I,\qquad\qquad\text{(SG)}\quad\mathcal H_K\ast\varphi_0=C_K .$$Weil classes and Chen–Yi's module \(\mathbb M\)
\(A=\overline{\mathbb Q}_\ell^\times/\mu\), \(\mu\) the roots of unity (Chen–Yi §8.2). \(\mathbb M\) is the Grothendieck group of Weil objects of \(\mathcal C_I\) with Frobenius eigenvalues in \(q^{\mathbb Z/2}\subset A\), and \(\mathbb H\) the same for \(\mathcal H_{c,I}\); \(\mathbb H\) is an algebra acting on \(\mathbb M\) by convolution (Chen–Yi (27), Prop. 70). With \(v[\mathcal F]=[\mathcal F[1](\tfrac12)]\), \(\mathbb M\) is free over \(\mathbb Z[v^{\pm1}]\) on the standard classes \(\mathbf 1_Q=[j_{Q!}\mathcal L_Q]\) (Theorem 1, where \(q^{1/2}=-v^{-1}\)).
$$T_w=[j_{w!}k],\qquad C'_w=[\mathrm{IC}_w],\qquad\underline H_s=C'_s=v(T_s+1),\qquad m_0=[\mathrm{IC}_0],\qquad c_Q=[\mathrm{IC}_Q],$$each intersection complex with its Weil structure pure of weight \(0\). Then \(C'_wm_0=[\mathrm{IC}_w\ast_I\mathrm{IC}_0]\).
IC coordinates, supports and specialization
The \(c_Q\) form a \(\mathbb Z[v^{\pm1}]\)-basis of \(\mathbb M\), unitriangular against the \(\mathbf 1_Q\) (Chen–Yi, Theorems 3–4). Coordinates and supports:
$$x=\sum_Q\kappa_Q(x)\,c_Q,\qquad\operatorname{supp}_c(x)=\{Q\in\mathcal D:\kappa_Q(x)\ne0\}.$$The specialization at the residue field:
$$\mathrm{sp}_q:\mathbb Z[v^{\pm1}]\to\overline{\mathbb Q}_\ell,\ \ v\mapsto-q^{-1/2},\qquad\mathbb M_q=\mathbb M\otimes_{\mathrm{sp}_q}\overline{\mathbb Q}_\ell .$$Sign type and positive certificates
A \(\mathbb Z[v^{\pm1}]\)-linear \(\Lambda:\mathbb M\to\mathbb Z[v^{\pm1}]\) is of sign type if, for every simple affine \(s\), every \(\omega\in\Omega\) and every \(x\in\mathbb M\),
$$\Lambda(\underline H_sx)=0,\qquad\Lambda(T_\omega x)=\pm\Lambda(x);\qquad\text{equivalently}\ \ \Lambda(T_sx)=-\Lambda(x).$$A positive certificate for \(Q\in\mathcal D\) is a linear \(\Lambda\) with
$$\Lambda(C'_wm_0)=0\ \ \forall w,\qquad\Lambda(c_{Q'})\in\mathbb Z_{\ge0}[v^{\pm1}]\ \ \forall Q',\qquad\Lambda(c_Q)\ne0 .$$Closed and non-closed \(I\)-orbits of a symmetric \(X\)
For an \(I\)-orbit \(O\) and a simple affine \(s\), \(P_sO\) is a union of at most three \(I\)-orbits; Chen–Yi, Lemma 28, sorts \(O\) into types I, IIa, IIb, IIIa, IIIb, IVa, IVb for \(s\):
$$O\ \text{open in}\ P_sO\iff O\ \text{of type I, IIb, IIIb or IVb for}\ s .$$Lemma 31: \(O\) is closed iff its twisted involution \(w_O\) lies in \(\Omega\) iff \(O\) is of type IIb, IIIb or IVb for no simple affine \(s\). On a closed orbit \(c_O=v^{\delta(O)}\mathbf 1_O\).
Hypotheses (Lev), I1, I2, (DT), (Dict), (Wt) and (Sym)
(Lev), I1, I2, (DT) and (Dict) are the hypotheses of Propositions I and II, copied here. (Wt) and (Sym) are this proposition's.
(Lev) · Level axioms.
In the level presentation: each \(Y_{N,M'}\to Y_{N,M}\) (\(M'\ge M\)) is a Zariski-locally trivial affine-space fibration, equivariant for \(I/I_{N,M'}\to I/I_{N,M}\); each \(Y_N\subseteq Y_{N+1}\) is a closed embedding with \(Y_N=\pi_{N+1,M}^{-1}(Y_{N,M})\) for \(M\gg0\); each \(I/I_{N,M}\) is a connected linear algebraic group and \(I_{N,M}\) is pro-unipotent; and $$\pi_{N,M}^*:\ D^b_c\big(I/I_{N,M}\backslash Y_{N,M}\big)\longrightarrow\mathcal C_I\quad\text{is fully faithful with image }\mathcal C_I^{(N,M)} .$$Where it holds
For the group, \(\mathbb A^n\) and \(\mathbb G_m\) (Proposition III). For the symmetric rows it is the open obligation (LX) for Chen–Yi's placid presentation (A8-11).
I1 · Finite levels.
\(LX\) has a level presentation \(LX=\varinjlim_NY_N\), \(Y_N=\varprojlim_MY_{N,M}\), such that every object of \(\mathcal C_I\) is pulled back from some \(Y_{N,M}\) and each level has finitely many pieces: $$\mathcal C_I=\bigcup_{N,M}\mathcal C_I^{(N,M)},\qquad|\mathcal P_{N,M}|<\infty .$$Where it holds
The finiteness half holds for symmetric \(X\) (Chen–Yi, Corollary 27(i)). The strict finite-quotient form is assumed, not proved, for the symmetric rows and for \(\mathrm{GL}_2/T\) with \(N\ge1\) (A9-5).
I2 · Connected stabilizers.
Every stabilizer of \(I/I_{N,M}\) on \(Y_{N,M}\) is connected; so every \(I\)-equivariant local system on a piece is constant.(DT) · Decomposition.
Every generator is, in the equivariant category, a finite direct sum of shifted simple objects: $$\mathrm{IC}_w\ast_I\mathrm{IC}_0\ \simeq\ \bigoplus_{b}S_b[s_b]\quad\text{in }\mathcal C_I,\qquad S_b\in\mathcal S_I .$$ Over \(\overline{\mathbb F}_q\) it follows from a finite-type proper model of the convolution by purity and the stack decomposition theorem (Sun, Thm 1.2); a non-equivariant splitting does not suffice.Where it holds
For symmetric \(X\): Chen–Yi, Proposition 70(ii). Under (DT), \(\mathcal M_I=\mathcal M_I^+\).
(Dict) · Trace dictionary over \(\mathbb F_q\).
- Rationality. \(G\supseteq B\supseteq T\) are split over \(\mathbb F_q\), \(q\) odd; \(X\), the action, the level presentation and its transition maps are defined over \(\mathbb F_q\), so that \(LX(\mathbb F_q)=X(F)\); the ranks \(d(M,M')\) of \(Y_{N,M'}\to Y_{N,M}\) do not depend on \(N\).
- Topology. \(Y_N(\mathbb F_q)\) is compact open in \(X(F)\), \(\bigcup_NY_N(\mathbb F_q)=X(F)\), and the fibres of \(\pi_{N,M}\) on \(Y_N(\mathbb F_q)\), \(M\ge0\), form a basis of the topology of \(Y_N(\mathbb F_q)\).
- Rational orbits. Every \(I/I_{N,M}\)-orbit on \(Y_{N,M}\) is Frobenius-stable.
- Bounded convolution. For \(w\in\widetilde W\) and \(N\) there is \(N'\) with \(\overline{IwI}\cdot Y_N\subseteq Y_{N'}\), and for each \(M\) an \(M''\) such that \((g,x)\mapsto\pi_{N,M}(g^{-1}x)\), on \(\{(g,x)\in\overline{IwI}\times Y_{N'}:g^{-1}x\in Y_N\}\), factors through \(\overline{IwI}\times Y_{N',M''}\).
What it gives here
The identification \(\mathbb M_q\simeq C_I\otimes\overline{\mathbb Q}_\ell\) of \(\mathcal H_I\)-modules, \(\mathbf 1_Q\mapsto\mathbf 1_{Q(\mathbb F_q)}\) (A1-7, step 2). With (DT) it gives (Wt).
(Wt) · Weights.
\(X\) and the level presentation are defined over \(\mathbb F_q\); every simple object \(\mathrm{IC}_Q\) is Frobenius-stable and carries its weight-\(0\) Weil structure \(j_{!*}\mathcal L_Q[\delta](\tfrac{\delta}{2})\); \(\mathrm{IC}_w\) and \(\mathrm{IC}_0\) carry Weil structures pure of weight \(0\); and every \(\mathrm{IC}_w\ast_I\mathrm{IC}_0\) lies in \(\mathcal C_I\) and is the proper pushforward of a pure complex on a finite-type model.Where it holds
(Dict) and (DT) give it (BBD 5.1.14). For symmetric \(X\): pointwise purity of the \(\mathrm{IC}_{\xi,v}\) is Chen–Yi, Theorem 81; the finite-type models need I1 (A9-8).
(Sym) · Symmetric setting.
\(X=G/G^\theta\) for an involution \(\theta\) over \(\mathbb F_q\), \(p\ne2\), \(G^\theta\) connected, \((B_0,T_0)\) a \(\theta\)-stable Borel pair over \(\mathbb F_q\) with \(T_0\) split (Chen–Yi §8.2), and every \(I\)-orbit on \(LX\) Frobenius-stable with connected stabilizer; so \(\mathcal D\) is the set of \(I\)-orbits \(O\), each \(\mathrm{IC}_O\) with constant coefficients.Where it holds
\(G^\theta\) is connected for every symmetric row of Table 1. Connected \(I\)-stabilizers exclude the orbits of type IV with non-constant local systems; for \(\mathrm{GL}_2/T\) they are connected (A6-10, step 4).
Archived supporting argument · omitted from the concise verdict.
Proposition V
Setting. \(\mathcal C_I\), \(\mathcal C_I^{\mathrm{Iwa}}\), \(\mathcal S_I=\{\mathrm{IC}_Q\}\), \(\mathcal M_I\subseteq\mathcal M_I^+\) over \(k=\overline{\mathbb F}_q\); \(\mathcal H_I\), \(C_I\), \(\varphi_0\) and (IG) over \(F=\mathbb F_q(\!(t)\!)\); Chen–Yi's module \(\mathbb M\) with \(m_0\), \(C'_w\), the IC basis \(c_Q\) and \(\mathrm{sp}_q\), as in the definitions.
Claim.
- Divergence type. Assume (Lev), I1, I2, (Dict) and (DT). If (IG) holds over \(F\), then \(\mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\) over \(k\). So if the two levels differ, sheaves generate and (IG) fails. In \(\mathbb M\): $$\mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\iff\bigcup_{w\in\widetilde W}\operatorname{supp}_c(C'_wm_0)=\mathcal D,\qquad\text{(IG)}\iff\operatorname{span}\{\mathrm{sp}_q(C'_wm_0)\}_{w\in\widetilde W}=\mathbb M_q ;$$ span implies support, and for general families of vectors support does not imply span.
- Positive certificates. Over \(k\), assume (Lev), I1 and (Wt), and let \(\Lambda:\mathbb M\to\mathbb Z[v^{\pm1}]\) be linear.
- If \(\Lambda\) is of sign type, and \(W\ne1\) or \(\Lambda(m_0)=0\), then \(\Lambda(C'_wm_0)=0\) for every \(w\).
- If \(\Lambda(C'_wm_0)=0\) for every \(w\) and \(\Lambda(c_{Q'})\in\mathbb Z_{\ge0}[v^{\pm1}]\) for every \(Q'\in\mathcal D\), then $$\Lambda(c_Q)\ne0\ \Longrightarrow\ \mathrm{IC}_Q\notin\mathcal M_I^+\ \Longrightarrow\ \mathrm{IC}_Q\notin\mathcal C_I^{\mathrm{Iwa}} .$$
- \(\mathrm{IC}_Q\notin\mathcal M_I^+\) if and only if a positive certificate for \(Q\) exists.
- Closed-orbit test. Assume (Sym) and \(W\ne1\), and let \(\psi:\mathbb M\to\mathbb Z[v^{\pm1}]\) be of sign type.
- \(\psi(c_O)=0\) for every \(I\)-orbit \(O\) that is not closed.
- Sheaf half. Under the hypotheses of (b): if \(\psi(c_O)\in\mathbb Z_{\ge0}[v^{\pm1}]\) for every closed \(O\) and \(\psi(c_{O_1})\ne0\) for one, then \(\mathrm{IC}_{O_1}\notin\mathcal C_I^{\mathrm{Iwa}}\): sheaves fail.
- Function half. Under (Dict): if \(\mathrm{sp}_q\psi(c_O)\ne0\) for some closed \(O\), then (IG) fails over \(F\). Positivity does not give this: $$v+2v^2\in\mathbb Z_{\ge0}[v^{\pm1}],\qquad\mathrm{sp}_4(v+2v^2)=0 .$$
Status. Proved. (a) over \(\mathbb F_q(\!(t)\!)\) given the inputs of Proposition II; (b) and (c) over \(\overline{\mathbb F}_q\), with I1 among the hypotheses; (c)(iii) needs the nonzero specialization. No row of Table 1 is decided here; the open rows are listed in step 13.
Sources
References
- Chen–Yi, Singularities of orbit closures in loop spaces of symmetric varieties, v4: Theorems 1, 3, 4 (the module \(\mathbb M\), its Kazhdan–Lusztig basis, purity), Corollary 27, Lemmas 28 and 31 (types and closed orbits), Proposition 70(ii), §8.2–8.2.1 and (27) (Weil classes), Proposition 74 and (29), Lemma 75.
- A. Beilinson, J. Bernstein, P. Deligne, Faisceaux pervers, Astérisque 100 (1982): 5.1.13–5.1.14, 5.3.8, 5.4.1, 5.4.5–5.4.6.
- Laumon, Transformation de Fourier, constantes d'équations fonctionnelles et conjecture de Weil, Publ. Math. IHÉS 65 (1987): (1.1.1)–(1.1.1.3) and Theorem 1.1.2.
- Haines–Kottwitz–Prasad, Iwahori–Hecke algebras, v3, §4.1 and §7.2; N. Iwahori, H. Matsumoto, Publ. Math. IHÉS 25 (1965), Proposition 3.4 and Theorem 3.5; A. Borel, Invent. Math. 35 (1976), 3.5.
- T. Mars, T. Springer, Hecke algebra representations related to spherical varieties, Represent. Theory 2 (1998): Definition 3.2.7, 4.3.1.
- Sakellaridis, Spherical functions on spherical varieties, v3: §1.1, Theorem 8.0.2 and the remark after Corollary 8.0.4. Stacks Project, Derived Categories, Lemma 13.6.3 [05RD].
- Run nodes: A1-7, A3-6, A3-10, A3-11, A3-12, A2-10(e), A6-7, A6-8, A6-10 (claims); A7-7, A7-10, A8-12, A9-8, A9-9, A9-10 (audits, binding); verdict item 5.
References checked 18 October 2026. The reader in D holds located extracts.
Proof
Step 1 names the two questions. Steps 2–3 read both in \(\mathbb M\); steps 4–5 prove (a) and show what it cannot exclude; step 6 places \(E_6/F_4\). Steps 7–9 turn exclusion tests into the positive-certificate lemma (b); steps 10–12 give the closed-orbit test (c). Step 13 concludes, with the open rows of Table 1; two remarks close the page.
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Support asks for a nonzero entry in every row; span asks the columns to fill the space. Both levels are statements about the classes \(C'_wm_0=[\mathrm{IC}_w\ast_I\mathrm{IC}_0]\) in \(\mathbb M\); a divergence is one of the two mixed cases:
$$\text{sheaves: }\bigcup_w\operatorname{supp}_c(C'_wm_0)\overset?=\mathcal D,\qquad\text{functions: }\operatorname{span}\{\mathrm{sp}_q(C'_wm_0)\}\overset?=\mathbb M_q .$$Plan
- Four cases. Both hold or both fail: the levels agree. Sheaves generate and (IG) fails, or the reverse: a divergence.
- Reading. Steps 2–3 prove the two equivalences of (a).
- Exclusion. Step 4 excludes “(IG) holds, sheaves fail”; step 5 shows that “sheaves generate, (IG) fails” cannot be excluded this way.
- Tests. Steps 7–12 give sufficient conditions for “sheaves fail”. Run node A1-7, step 3.
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Under (Lev) and (Wt), with \(\mathcal F=\mathrm{IC}_w\ast_I\mathrm{IC}_0\), \(V^n_Q=\operatorname{Hom}(\mathrm{IC}_Q,{}^pH^n\mathcal F)\) and \(d^n_Q=\dim V^n_Q\):
$$C'_wm_0=\sum_Qm_{Q,w}\,c_Q,\qquad m_{Q,w}=\sum_nd^n_Q\,v^{-n}\in\mathbb Z_{\ge0}[v^{\pm1}],\qquad m_{Q,w}\ne0\iff\mathrm{IC}_Q\ \text{is a perverse constituent of}\ \mathcal F .$$Proof
- Purity. \(\mathcal F\) is a proper pushforward of a pure complex of weight \(0\), hence pure of weight \(0\) (BBD 5.1.14). So \({}^pH^n\mathcal F\) is pure of weight \(n\) (BBD 5.4.1) and geometrically semisimple (BBD 5.3.8); it is semisimple in the equivariant heart because \(I/I_{N,M}\) is connected.
- Isotypic parts. \(\operatorname{End}\mathrm{IC}_Q=\overline{\mathbb Q}_\ell\) and \(\mathrm{IC}_Q\) is Frobenius-stable, so \({}^pH^n\mathcal F\simeq\bigoplus_Q\mathrm{IC}_Q\otimes V^n_Q\) as Weil objects, with \(V^n_Q\) pure of weight \(n\).
- Eigenvalues. They occur on stalks of \({}^pH^n\mathcal F\), hence on stalks of \(\mathcal F\) (the perverse spectral sequence degenerates, BBD 5.4.5), and \([\mathcal F]\in\mathbb M\): they lie in \(q^{n/2}\mu\). So \([V^n_Q]=d^n_Q[q^{n/2}]=d^n_Q(-1)^nv^{-n}\).
- Output. The truncation triangles give \([\mathcal F]=\sum_n(-1)^n[{}^pH^n\mathcal F]=\sum_Q\big(\sum_nd^n_Qv^{-n}\big)c_Q\); a coefficient vanishes iff every \(d^n_Q=0\). Audit A9-8, step 2.
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The two equivalences of (a):
$$\mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\iff\bigcup_w\operatorname{supp}_c(C'_wm_0)=\mathcal D,\qquad\text{(IG)}\iff\operatorname{span}\{\mathrm{sp}_q(C'_wm_0)\}_w=\mathbb M_q .$$Proof
- Support. Assume (Lev), I1, (Wt), (DT). By step 2, \(Q\in\operatorname{supp}_c(C'_wm_0)\) iff \(\mathrm{IC}_Q\) is a perverse constituent of \(\mathrm{IC}_w\ast_I\mathrm{IC}_0\), iff (by (DT)) a shifted summand. So \(\mathcal M_I=\mathcal M_I^+=\{\mathrm{IC}_Q:Q\in\bigcup_w\operatorname{supp}_c(C'_wm_0)\}\), and the criterion \(\mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\iff\mathcal M_I=\mathcal S_I\) (Proposition I) concludes.
- Specialization. Under (Dict) the trace of Frobenius identifies \(\mathbb M_q\) with \(C_I\otimes\overline{\mathbb Q}_\ell\) as an \(\mathcal H_I\)-module: \(\mathbf 1_Q\mapsto\mathbf 1_{Q(\mathbb F_q)}\), \(T_w\mapsto T_w\), and \(m_0\) goes to a nonzero multiple of \(\varphi_0\); the coefficients of Chen–Yi's (29) are point counts.
- Span. \(C'_w=v^{\ell(w)}T_w+\sum_{y\lt w}p_{y,w}T_y\) specializes to an element of \(\mathcal H_I\) unitriangular in the \(T_y\), so \(\operatorname{span}\{\mathrm{sp}_q(C'_wm_0)\}=\mathcal H_I\ast\varphi_0\otimes\overline{\mathbb Q}_\ell\). (IG) over \(\mathbb C\) and over \(\overline{\mathbb Q}_\ell\) agree: a rank condition on integral matrices (A3-4(iii), audited in A7-7).
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Under (Lev), I1, I2, (Dict) and (DT), the lower-left case does not occur:
$$\text{(IG) over }\mathbb F_q(\!(t)\!)\ \Longrightarrow\ \bigcup_w\operatorname{supp}_c(C'_wm_0)=\mathcal D\ \Longrightarrow\ \mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\ \text{over}\ \overline{\mathbb F}_q .$$Proof
- Basis. The \(\mathrm{sp}_q(c_Q)\) are a basis of \(\mathbb M_q\) (unitriangular), and the \(Q\)-coordinate of \(\mathrm{sp}_q(C'_wm_0)\) is \(\mathrm{sp}_q(m_{Q,w})\).
- Coordinates. If the \(\mathrm{sp}_q(C'_wm_0)\) span \(\mathbb M_q\) (step 3), the coordinate form \(\kappa_Q\) is nonzero on one of them: \(\mathrm{sp}_q(m_{Q,w})\ne0\), hence \(m_{Q,w}\ne0\) and \(Q\in\operatorname{supp}_c(C'_wm_0)\). Step 3 concludes.
- Witness. If \(\mathrm{IC}_Q\notin\mathcal M_I\), the coordinate form kills \(\mathcal H_I\ast\varphi_0\) and not \(\operatorname{tr}\mathrm{IC}_Q\): (IG) fails.
- Source. This is Proposition II: run node A3-6, audited in A7-7. With disconnected stabilizers, (IG) over every \(\mathbb F_{q^n}(\!(t)\!)\) is needed (A3-7). Nothing is claimed over \(\mathbb C\).
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The upper-right case is not excluded by this argument. Two simple objects and columns \(c_1+c_2\), \(2c_1+2c_2\): every row is nonzero, the columns span a line:
$$m=\begin{pmatrix}1&2\\1&2\end{pmatrix},\qquad\text{rows}\ne0,\qquad\operatorname{rank}m=1 .$$Proof
- One \(n\). Cancellation across degrees: \(2a-b=0\) with \(|b|=q^{1/2}|a|\) at \(q=4\). Traces over all \(\mathbb F_{q^n}\) determine a class; one \(n\) does not (Laumon, Theorem 1.1.2).
- What sheaves give. From \(\mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\), only nonzero rows of \(m^{(n)}\), each at some \(n\le\dim\bigoplus_iE_{S,i}(w)\) (A3-10(a)).
- Spherical instance. For \(E_6/F_4\) sheaves generate at level \(K\) and \(C_K=\mathcal H_K\ast\varphi_0\oplus\mathbb C\mathbf 1_{O_{3\omega_1^\vee}}\) over every \(\mathbb F_{q^n}(\!(t)\!)\) (satake Proposition IX). No Iwahori-level instance is known.
- Common sufficient condition. Weighted triangularity: a Weil object \(\mathcal G\ast_IY\), \(Y\in\{\mathrm{IC}_0\}\cup\{\Delta_{P'}:P'\lt P\}\), supported on \(\overline P\) with nonzero trace on \(P(\mathbb F_q)\), for every piece \(P\), gives (IG) by induction on the finite poset of pieces (A3-10(c)). Audit A7-10: holds as stated. This completes (a).
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For \(X=E_6/F_4\), (IG) fails over \(\mathbb F_q(\!(t)\!)\) and over \(p\)-adic \(F\), \(p\) odd; so \(E_6/F_4\) is a divergence iff \(\mathcal M_I=\mathcal S_I\):
$$\text{(IG)}\ \Longrightarrow\ \text{(SG)},\qquad C_K=\mathcal H_K\ast\varphi_0\oplus\mathbb C\,\mathbf 1_{O_{3\omega_1^\vee}} .$$Proof
- (IG) ⇒ (SG). With \(e_K=[K:I]^{-1}\mathbf 1_K\): \(C_K=e_K\ast C_I=e_K\ast\mathcal H_I\ast\varphi_0=\mathcal H_K\ast\varphi_0\) (classical page, Proposition B; HKP §4.1).
- (SG) fails. Over every \(\mathbb F_{q^n}(\!(t)\!)\): satake run, Propositions VI, VII and IX(a); over \(p\)-adic \(F\), \(p\) odd, through Sakellaridis's Theorem 8.0.2.
- Sheaves. Spherical sheaf generation holds (satake Proposition VIII(b)); the Iwahori sheaf level is open. Run node A3-12, item 4.
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Under the inputs of (a) and purity, sheaf generation is a statement about functions over all \(F_n=\mathbb F_{q^n}(\!(t)\!)\); an exclusion must control every \(n\):
$$\mathrm{IC}_Q\in\mathcal M_I\iff\exists n:\ \kappa^{(n)}_Q\big(\mathcal H_{I_n}\ast\varphi_0\big)\ne0 .$$Proof
- (i) Coordinates. Weights separate the degrees in \(m^{(n)}_{Q,w}=\sum_i(-1)^i\operatorname{tr}A_{Q,i}(w)^n\), and a Vandermonde determinant bounds \(n\) (A3-11(a)).
- (ii) Sign module. For \(W\ne1\), a form \(\lambda_n\) on \(C_{I_n}\) with \(\lambda_n(T_s\ast f)=-\lambda_n(f)\) kills \(\mathcal H_{I_n}\ast\varphi_0\) (as \(T_s\ast\varphi_0=q^n\varphi_0\) for finite \(s\)) and every \(P_s\)-equivariant trace; if at every \(n\) it vanishes on the other non-equivariant simple objects and not on \(S_0\), then \(S_0\notin\mathcal M_I\) (A3-11(c), audited in A7-10).
- (iii) Local systems. With I2 dropped: \(\lambda_r(h\ast f)=\varepsilon_r(h)\lambda_r(f)\), \(\lambda_r(\operatorname{tr}_rS)=0\) for every \(F^r\)-stable simple \(S\not\simeq S_0\), \(\lambda_r(\operatorname{tr}_rS_0)=c\beta^r\), \(c\ne0\), \(S_0\) pure: then \(S_0\notin\mathcal M_I^+\). The sign-obstruction lemma A2-10(e), with the repair of A8-12: traces are expanded over Frobenius orbits of constituents, and an orbit of length \(d\) contributes \(0\) to \(\operatorname{tr}_r\) unless \(d\mid r\).
- Output. Each test needs control at every \(n\). Positivity replaces it by one condition on the classes \(c_Q\) (steps 8–9).
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If \(\Lambda\) is of sign type, and \(W\ne1\) or \(\Lambda(m_0)=0\), then
$$\Lambda(m_0)=0\qquad\text{and}\qquad\Lambda(C'_wm_0)=0\quad(w\in\widetilde W).$$Proof
- \(m_0\). For a finite simple \(s\in W\), \(\mathrm{IC}_0\) is \(K\)-equivariant and \(P_s/I\simeq\mathbb P^1\), so \(\mathrm{IC}_s\ast_I\mathrm{IC}_0\simeq\mathrm{IC}_0[1](\tfrac12)\oplus\mathrm{IC}_0[-1](-\tfrac12)\), i.e. \(\underline H_sm_0=(v+v^{-1})m_0\). Then \((v+v^{-1})\Lambda(m_0)=0\) in the domain \(\mathbb Z[v^{\pm1}]\).
- Generators. The \(\underline H_s\) and \(T_\omega\) generate \(\mathbb H\); write \(C'_w\) in monomials \(\underline H_{s_1}\cdots\underline H_{s_r}T_\omega\). A monomial with \(r\ge1\) is killed by its first factor, and \(\Lambda(T_\omega m_0)=\pm\Lambda(m_0)=0\).
- Repair. A finite simple reflection is needed (audit A9-8, step 1): for \(\mathrm{GL}_1\) (\(\mathbb A^1\)) \(\Lambda(m_0)=0\) must be assumed. Run node A6-7(a). This is (b)(i).
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Under (Lev), I1 and (Wt), (b)(ii)–(iii):
$$\Lambda(C'_wm_0)=0\ \forall w,\ \ \Lambda(c_{Q'})\in\mathbb Z_{\ge0}[v^{\pm1}]\ \forall Q',\ \ \Lambda(c_Q)\ne0\ \Longrightarrow\ \mathrm{IC}_Q\notin\mathcal M_I^+\ \Longrightarrow\ \mathrm{IC}_Q\notin\mathcal C_I^{\mathrm{Iwa}} .$$Proof
- No cancellation. By step 2, \(0=\Lambda(C'_wm_0)=\sum_Qm_{Q,w}\Lambda(c_Q)\), each term in \(\mathbb Z_{\ge0}[v^{\pm1}]\). A sum of Laurent polynomials with nonnegative coefficients vanishes only termwise, and \(\mathbb Z[v^{\pm1}]\) is a domain; so \(\Lambda(c_Q)\ne0\) forces \(m_{Q,w}=0\) for every \(w\): \(\mathrm{IC}_Q\notin\mathcal M_I^+\).
- Membership. The objects whose perverse cohomology has all constituents in \(\mathcal M_I^+\) form a thick subcategory \(\mathcal E\) (Stacks, Lemma 13.6.3) containing every generator, hence \(\mathcal C_I^{\mathrm{Iwa}}\), and not \(\mathrm{IC}_Q\).
- (⇐) is the above. (⇒) Take \(\Lambda=\kappa_Q\): \(\kappa_Q(C'_wm_0)=m_{Q,w}=0\) by step 2, \(\kappa_Q(c_{Q'})\in\{0,1\}\), \(\kappa_Q(c_Q)=1\).
- Scope. Positivity is needed on every simple object; \(\kappa_Q\) is not of sign type, so the sharp form gives no test computable from (29) alone. Run A6-7(b),(c); audit A9-8.
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Under (Sym), a sign-type \(\psi\) vanishes on every orbit that is not closed, (c)(i):
$$O\ \text{not closed}\ \Longrightarrow\ \overline O=\overline{P_sO}\ \text{for some}\ s\ \Longrightarrow\ \underline H_sc_O=(v+v^{-1})c_O\ \Longrightarrow\ \psi(c_O)=0 .$$Proof
- Lemma 31. \(O\) is closed iff it is of type IIb, IIIb or IVb for no simple affine \(s\).
- Lemma 28. An orbit of type IIb, IIIb or IVb for \(s\) is open in \(P_sO\), so \(\overline O\) is \(P_s\)-stable.
- Equivariance. With constant coefficients (Sym), \(\mathrm{IC}_O\) is \(P_s\)-equivariant: \(P_s\) acts at a finite level through a connected group. Step 8's computation applies to \(c_O\).
- Source. Run A6-10, step 1; audit A9-10, step 1, with both lemmas checked in Chen–Yi.
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Under (Sym), \(W\ne1\) and the hypotheses of (b), (c)(ii):
$$\psi(c_O)\in\mathbb Z_{\ge0}[v^{\pm1}]\ \ \text{for all closed}\ O,\quad\psi(c_{O_1})\ne0\ \Longrightarrow\ \mathrm{IC}_{O_1}\notin\mathcal C_I^{\mathrm{Iwa}} .$$Proof
- Positivity everywhere. \(\psi(c_O)=0\) on non-closed orbits (step 10) and \(\ge0\) on closed ones; under (Sym) the \(c_O\) are all the simple classes.
- Certificate. \(\psi\) kills every \(C'_wm_0\) (step 8, \(W\ne1\)), so it is a positive certificate for \(O_1\); step 9 concludes.
- Precision. A unit multiple \(\pm v^j\psi\) may be tested instead. A row of this kind can be a divergence “sheaves generate” only if no nonzero sign-type \(\psi\) has a unit multiple that is nonnegative on all closed-orbit classes (A9-10).
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Under (Sym), \(W\ne1\) and (Dict), (c)(iii): a nonzero specialization makes \(\psi_q=\mathrm{sp}_q\circ\psi\) a Hecke-module witness,
$$\psi_q:\ C_I\otimes\overline{\mathbb Q}_\ell\longrightarrow\overline{\mathbb Q}_\ell,\qquad\psi_q(T_s\ast f)=-\psi_q(f),\quad\psi_q(\varphi_0)=0,\quad\psi_q\ne0 .$$Proof
- Character. \(\underline H_s=v(T_s+1)\) with \(v\) a unit gives \(\psi_q(T_s\ast f)=-\psi_q(f)\); \(\psi_q(T_\omega\ast f)=\pm\psi_q(f)\). The character \(T_s\mapsto-1\) respects \((T_s-q)(T_s+1)=0\).
- Kernel. \(\psi_q(\varphi_0)=0\) since \(\psi(m_0)=0\) (step 8); if \(\mathrm{sp}_q\psi(c_O)\ne0\) for a closed \(O\), then \(\mathcal H_I\ast\varphi_0\subseteq\ker\psi_q\subsetneq C_I\otimes\overline{\mathbb Q}_\ell\) (classical page, Lemma C(1)).
- The hypothesis is needed. On a closed orbit \(c_O=v^{\delta(O)}\mathbf 1_O\), and the values of \(\psi\) on closed orbits are constrained only by the module relations. A positive value \(v+2v^2\) specializes at \(q=4\) to \(-\tfrac12+2\cdot\tfrac14=0\).
- Source. Objection A9-10 to A6-10(c) and step 5, with its repair: \(\psi\) is \(\mathbb Z[v^{\pm1}]\)-valued on Chen–Yi's \(\mathbb M\), where evaluation at \(q^{1/2}\) is defined.
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Steps 3–5 prove (a), steps 8–9 prove (b), steps 10–12 prove (c). Over \(\mathbb F_q(\!(t)\!)\), under the inputs of Proposition II, a divergence can only be “sheaves generate, (IG) fails”. The open rows of Table 1:
Table 2. Table 1's open rows. The sheaf side is open in each; every row needs (Lev) for Chen–Yi's presentation. \(X\) (IG) what decides the row \(E_6/F_4\) fails over \(\mathbb F_q(\!(t)\!)\) and \(p\)-adic \(F\), \(p\) odd \(\mathcal M_I=\mathcal S_I\)? A divergence iff yes. \(\mathrm{GL}_{2n}/\mathrm{Sp}_{2n}\), \(\mathrm{SL}_{2n}/\mathrm{Sp}_{2n}\), \(n\ge2\) fails, \(\operatorname{char}F=0\) (IG) over \(\mathbb F_q(\!(t)\!)\); then \(\mathcal M_I=\mathcal S_I\)? \(\mathrm{GL}_{2p}/\mathrm{GL}_p^2\), \(\mathrm{GL}_3/\mathrm{GL}_1\times\mathrm{GL}_2\) fails, \(\operatorname{char}F=0\) (IG) over \(\mathbb F_q(\!(t)\!)\); then \(\mathcal M_I=\mathcal S_I\)? \(\mathrm{GL}_n/(\mathrm{GL}_p\times\mathrm{GL}_q)\), \(q\gt p\), \(n\ge4\); \(\mathrm{Spin}_{2n}/\mathrm{Spin}_{2n-1}\), \(n\ge4\) open \(\mathcal M_I=\mathcal S_I\)? If not, (IG) fails too, given the inputs of (a). In every row, a nonzero sign-type \(\psi\) that is nonnegative on the closed orbits decides the sheaf side as “sheaves fail” (step 11).
Proof
- Function half through (a). Where the inputs of (a) hold as well, (a) turns the sheaf half into a failure of (IG) over \(F\) without the specialization, through the coordinate form of step 4; the specialization makes \(\psi_q\) itself the witness.
- Rows. Function-level entries as on the verdict; the characteristic-\(0\) failures do not reach (a), which needs \(\mathbb F_q(\!(t)\!)\). Run nodes A1-7 (Tables A–B) and A3-12 (obligations O1–O3).
Remarks
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For \(X=\mathrm{GL}_2/T\) (closed orbits \(A_\pm\)), the Steinberg functional \(\lambda\) and its twist \(\psi\) both kill the generators; only \(2\psi\) is positive:
$$\lambda(c_{A_\pm})=\pm1,\qquad2\psi(c_{A_\pm})=1,\qquad\lambda=\psi=0\ \text{on the other simple classes}.$$Proof
- Values. \(\lambda(\mathbf 1_{A_\pm})=\pm1\), \(\lambda(\mathbf 1_{O_{i,m}})=0\); \(2\psi(\mathbf 1_{A_\pm})=1\), \(2\psi(\mathbf 1_{O_{i,m}})=2(-1)^{m+1}\). Both satisfy \(\Lambda\circ T_s=-\Lambda\); \(\lambda\circ T_\omega=-\lambda\), \(\psi\circ T_\omega=\psi\).
- \(\lambda\). \(0=\lambda(C'_wm_0)=m_{A_+,w}-m_{A_-,w}\): a summand \(\mathrm{IC}_{A_+}\oplus\mathrm{IC}_{A_-}\) would be invisible to it.
- \(2\psi\). A positive certificate: \(\mathrm{IC}_{A_\pm}\notin\mathcal C_I^{\mathrm{Iwa}}\), given I1 (the sheaf half of Proposition IV again). \(\mathrm{sp}_q(2\psi)(c_{A_+})=1\ne0\), so (IG) fails too. \(\lambda+2\psi\) and \(2\psi-\lambda\) certify one closed orbit each.
- Functions. Either functional witnesses the failure of (IG) (classical page, Proposition F, uses \(\lambda\)). Run A6-8; audit A9-9.
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At level \(K\) the same two statements are rows and columns of one matrix. Functions imply sheaves over \(\mathbb F_q(\!(t)\!)\), and the converse fails for \(E_6/F_4\):
$$\mathcal C_K^{\mathrm{Sat}}=\mathcal C_K,\qquad C_K=\mathcal H_K\ast\varphi_0\oplus\mathbb C\,\mathbf 1_{O_{3\omega_1^\vee}} .$$Proof
- Sources. Satake run, Proposition II (functions ⇒ sheaves) and Proposition IX (sheaves ⇏ functions).
- Iwahori form. Part (a) is the Iwahori form of II. The Iwahori form of IX is open, with \(E_6/F_4\) the candidate (step 6).