Proposition II and proof
Click a symbol with a dotted underline, or a label such as S2, to recall it.
Definitions
Group case, Iwahori decompositions, standards
Write \(K=K_H\), \(I=I_H\), \(\widetilde W\) the extended affine Weyl group of \(H\), \(W\subseteq\widetilde W\) the finite Weyl group, \(\Omega\subseteq\widetilde W\) the elements of length zero, so \(\widetilde W=W_{\mathrm{aff}}\rtimes\Omega\) and \(\Omega\) indexes the connected components of \(\operatorname{Fl}=LH/I\). Iwahori decompositions:
$$LH=\bigsqcup_{w\in\widetilde W}IwI,\qquad K=\bigsqcup_{w\in W}IwI,\qquad LH=\bigsqcup_{w\in\widetilde W}IwI^-,$$\(I^-\) the opposite Iwahori, \(I\cap I^-=T(\mathcal O)\), \(I^-=T(\mathcal O)\ltimes I_u^-\) with \(I_u^-\) pro-unipotent, containing the root subgroup \(U_{-\alpha}\) for every positive affine root \(\alpha\). \(\Delta_w\in\mathcal H_{c,I}\) is the constant sheaf on \(IwI/I\) extended by zero; \(\Delta_e\) is the unit of convolution; \(c=\underline k_{K/I}\) extended by zero, the basic object; \(c_s=\underline k_{P_s/I}\) for a simple affine reflection \(s\) with parahoric \(P_s\supseteq I\), \(P_s/I\cong\mathbb P^1\).
Parabolic equivariance and the eigen-property
For a simple affine reflection \(s\), left convolution by \(\Delta_s\) is pull–push along \(I\backslash LH/I\leftarrow I\backslash P_s\times^ILH/I\to I\backslash LH/I\), an \(\mathbb A^1\)-bundle followed by a proper map. If \(\mathcal F\) is left \(P_s\)-equivariant (its pullback to \(I\backslash LH/I\) comes from \(P_s\backslash LH/I\)), then
$$\Delta_s\ast\mathcal F\simeq\mathcal F\otimes H_c^*(\mathbb A^1)=\mathcal F[-2].$$Left \(K\)-equivariant objects are left \(P_s\)-equivariant for every finite simple \(s\in W\); so \(c\), \(c\ast\mathcal B\) and every \(q^*M\), \(M\in\mathcal D_c(K\backslash LH/I)\), satisfy \(\Delta_s\ast(-)=(-)[-2]\) for finite \(s\). This is the categorical form of \(T_s\cdot f=q\,f\) for a \(K\)-invariant function \(f\).
The affine Whittaker category and the averaging functor
Fix a character \(\psi:I_u^-\to\mathbb G_a\) that is nontrivial on each simple affine root subgroup \(U_{-\alpha_i}\), \(i=0,\dots,r\) (it factors through the abelianization \(\prod_iU_{-\alpha_i}\)), and the exponential \(\mathcal D\)-module \(\exp\) on \(\mathbb G_a\). The affine Whittaker category and the right averaging functor are
$$\mathcal W:=\mathcal D_c\big(I\backslash LH/(I_u^-,\psi)\big),\qquad\Phi:=\mathrm{Av}^r_\psi:\mathcal C_I=\mathcal D_c(I\backslash LH/I)\longrightarrow\mathcal W,\qquad\Phi(\mathcal F)=a_!\big(\mathcal F\boxtimes\psi^*\!\exp\big)\ \text{ along }\ a:I\backslash LH\times I_u^-\to I\backslash LH,\ (x,u)\mapsto xu .$$\(\Phi\) is exact and commutes with left convolution: \(\Phi(\mathcal A\ast\mathcal F)=\mathcal A\ast\Phi(\mathcal F)\) for \(\mathcal A\in\mathcal H_{c,I}\), because the left \(I\)-action and the right \(I_u^-\)-action on \(LH\) commute. (The averaging is over a pro-unipotent group; on bounded supports it is a finite-dimensional unipotent averaging, and \(a_!\) and \(a_*\) agree up to a shift that is suppressed.) The only input about \(\exp\) is
$$H_c^*(\mathbb A^1,\exp)=0 .$$
Hypotheses
Only S1 is used, through Proposition I(a); the rest is unconditional in characteristic zero.
S2 · Nontrivial Weyl group.
$$W\ne1,\quad\text{that is, }H\text{ is not a torus.}$$Discussion
For a torus \(K=I\), \(c=\Delta_e\) and \(\mathcal C_I^{\mathrm{Iwa}}=\mathcal C_I\). The proof needs one finite simple reflection.
Proposition II
Proposition II · Group caseProved
Assume S1 and S2. The Iwahori-generated part of the affine Hecke category of \(H\) is a proper thick two-sided ideal:
$$\boxed{\ \Delta_e\notin\mathcal C_I^{\mathrm{Iwa}}=\operatorname{Thick}\{\mathcal A\ast c\ast\mathcal B\},\qquad\text{more precisely}\qquad\mathcal C_I^{\mathrm{Iwa}}\subseteq\ker\Phi\ \text{ and }\ \Phi(\Delta_e)\ne0 .\ }$$For functions: \(\mathcal H_Ie_K\mathcal H_I\subsetneq\mathcal H_I\), because the sign character \(\varepsilon(T_w)=(-1)^{\ell(w)}\) kills \(e_K\) and not \(T_e\).
Proof
Step 1 is the function-level proof. Step 2 rewrites the ideal through left \(K\)-equivariant objects. Steps 3–4 compute \(\mathcal W\) and the action of \(\Delta_s\) on it. Step 5 is the shift trick, step 6 concludes.
-
$$\varepsilon:\mathcal H_I\to\mathbb C,\ T_w\mapsto(-1)^{\ell(w)},\qquad\varepsilon(\mathbf 1_K)=\sum_{w\in W}(-1)^{\ell(w)}=0,\qquad\varepsilon(T_e)=1,\qquad\text{so}\quad\mathcal H_Ie_K\mathcal H_I\subseteq\ker\varepsilon\subsetneq\mathcal H_I .$$
Proof
- Proved on the Iwahori pages (Proposition E), with citations on the note's functions page, step 8: \(T_s\mapsto-1\), \(T_\omega\mapsto1\) respects the Iwahori–Matsumoto presentation, and \(w\mapsto ws\) pairs even with odd lengths in \(W\ne1\).
- The three function-level spans agree with \(\mathcal H_Ie_K\mathcal H_I\) (note, step 7); the sheaf statement needs an argument that survives retracts, which \(K_0\)-classes do not: steps 2–6.
-
$$\mathcal C_I^{\mathrm{Iwa}}=\operatorname{Thick}\{\mathcal A\ast\mathcal F:\ \mathcal A\in\mathcal H_{c,I},\ \mathcal F\in q^*\mathcal D_c(K\backslash LH/I)\},\qquad\Delta_s\ast\mathcal F\simeq\mathcal F[-2]\ \text{ for such }\mathcal F\text{ and finite simple }s .$$
Proof
- Left convolution with \(c=\underline k_{K/I}\) is left \(K\)-averaging: \(c\ast\mathcal B\simeq q^*q_*\mathcal B\) (pull–push along \(I\backslash LH/I\to K\backslash LH/I\), shifts suppressed). So \(\mathcal A\ast c\ast\mathcal B=\mathcal A\ast q^*(q_*\mathcal B)\) lies in the right-hand side.
- Conversely, for \(M\in\mathcal D_c(K\backslash LH/I)\), the key lemma for \(q\) makes \(M\) a retract of \(q_*q^*M\); applying \(q^*\), \(q^*M\) is a retract of \(q^*q_*q^*M=c\ast q^*M\), hence \(\mathcal A\ast q^*M\) is a retract of \(\mathcal A\ast c\ast q^*M\in\mathcal C_I^{\mathrm{Iwa}}\).
- \(q^*M\) is left \(K\)-equivariant, hence left \(P_s\)-equivariant for every finite simple \(s\), and the eigen-property of the definitions gives \(\Delta_s\ast q^*M\simeq q^*M[-2]\).
-
$$\mathcal W=\mathcal D_c\big(I\backslash LH/(I_u^-,\psi)\big)\simeq\bigoplus_{\omega\in\Omega}\mathrm{Vect},\qquad E_\omega:=\Phi(\Delta_\omega)\ \text{ a generator of the }\omega\text{-summand},\qquad\Phi(\Delta_e)=E_e\ne0 .$$
Proof
- Orbits. \(LH=\bigsqcup_{w\in\widetilde W}IwI^-\) and \(IwI^-=IwI_u^-\) because \(I\supseteq T(\mathcal O)=wT(\mathcal O)w^{-1}\). So the \(I\times I_u^-\)-orbits on \(LH\) are indexed by \(\widetilde W\), and the stabilizer of the coset \(Iw\) in \(I_u^-\) is \(S_w:=I_u^-\cap w^{-1}Iw\), a connected pro-unipotent group.
- Which orbits carry \(\psi\)-equivariant objects. On the orbit of \(w\), a \((I,\,(I_u^-,\psi))\)-equivariant object is a \((S_w,\psi|_{S_w})\)-equivariant object on a point, and these vanish unless \(\psi|_{S_w}=1\): a nonzero equivariant object would trivialize the character on the connected group \(S_w\). Now \(U_{-\alpha_i}\subseteq S_w\) iff \(w(-\alpha_i)\) is a positive affine root, iff \(w(\alpha_i)<0\). If \(w\notin\Omega\), some simple affine root is sent to a negative root (write \(w=\omega w'\), \(w'\in W_{\mathrm{aff}}\) of positive length, \(\omega\) permuting the simple affine roots), and \(\psi\) is nontrivial on that \(U_{-\alpha_i}\): the orbit contributes nothing. If \(w=\omega\in\Omega\), \(\omega\) permutes the positive affine roots, \(\psi|_{S_\omega}=1\), and the category on the orbit is \(\mathcal D_c(\mathbb BS_\omega)\simeq\mathrm{Vect}\). This is the stabilizer argument in the proof of Bezrukavnikov–Yun's Lemma 4.2.1 and in Arkhipov–Bezrukavnikov's Lemma 2, both stated for characters nondegenerate on a finite-type set of simple reflections only; for the fully affine character no published statement was found, so the lemma is proved here.
- Gluing. The orbits \(I\omega I_u^-\), \(\omega\in\Omega\), lie in distinct connected components of \(LH\), and every other orbit carries the zero category; so \(\mathcal W\) is the direct sum of the \(\mathrm{Vect}\) summands. \(\Phi(\Delta_e)\) restricted to the orbit of \(e\) is \(H_c^*(S_e,\psi)=H_c^*(\mathrm{pt})=k\) since \(S_e=I_u^-\cap I=1\); likewise \(\Phi(\Delta_\omega)\) is a generator of the \(\omega\)-summand.
-
$$\Phi(c_s)=0,\qquad\Phi(\Delta_s)\simeq E_e[-1],\qquad\Delta_s\ast E_\omega\simeq E_\omega[-1]\quad(s\ \text{any simple affine reflection},\ \omega\in\Omega).$$
Proof
- \(\Phi(c_s)\) restricted to the orbit of \(e\) is \(H_c^*(I_u^-\cap P_s,\psi)\). The group \(I_u^-\cap P_s\) contains \(U_{-\alpha_s}\cong\mathbb A^1\) as a direct factor on which \(\psi\) is nontrivial, so this is \(H_c^*(\mathbb A^1,\exp)\otimes(\cdots)=0\); the same on the other orbits. Hence \(\Phi(c_s)=0\). Vanishing: the de Rham complex of the exponential D-module \((\mathcal O_{\mathbb A^1},d+dz)\) is \(k[z]\to k[z]\), \(f\mapsto f'+f\), an isomorphism (triangular for the degree filtration, identity on the graded pieces), so \(H^*_{\mathrm{dR}}(\mathbb A^1,\exp)=0\); the same computation with \(f'-f\) handles the Verdier dual \(\exp(-z)\), hence \(H_c^*=0\). The ℓ-adic counterpart, \(R\Gamma_c(\mathbb A^1,\mathcal L_\psi)=R\Gamma(\mathbb A^1,\mathcal L_\psi)=0\) for the Artin–Schreier sheaf, is Laumon (1.1.3.4), attributed to Deligne.
- \(c_s\) restricted to the open cell \(IsI/I\cong\mathbb A^1\) and to the point \(e\) is constant, giving the cofibre sequence \(\Delta_s\to c_s\to\Delta_e\). Apply the exact functor \(\Phi\): \(\Phi(\Delta_s)\to0\to E_e\), so \(\Phi(\Delta_s)\simeq E_e[-1]\).
- Module property: \(\Delta_s\ast E_e=\Delta_s\ast\Phi(\Delta_e)=\Phi(\Delta_s\ast\Delta_e)=\Phi(\Delta_s)=E_e[-1]\). For \(\omega\in\Omega\), \(s\omega=\omega s'\) with \(s'=\omega^{-1}s\omega\) again simple, and \(\Delta_s\ast\Delta_\omega=\Delta_{s\omega}=\Delta_\omega\ast\Delta_{s'}\) (lengths add), so \(\Delta_s\ast E_\omega=\Delta_\omega\ast\Delta_{s'}\ast E_e=E_\omega[-1]\).
-
$$\mathcal F\ \text{left }K\text{-equivariant}\ \Longrightarrow\ \Phi(\mathcal F)[-2]\simeq\Phi(\Delta_s\ast\mathcal F)\simeq\Phi(\mathcal F)[-1]\ \Longrightarrow\ \Phi(\mathcal F)=0;\qquad\mathcal C_I^{\mathrm{Iwa}}\subseteq\ker\Phi .$$
Proof
- Take a finite simple reflection \(s\in W\) (S2). Step 2 gives \(\Delta_s\ast\mathcal F\simeq\mathcal F[-2]\); step 4 and \(\mathcal H_{c,I}\)-linearity give \(\Phi(\Delta_s\ast\mathcal F)=\Delta_s\ast\Phi(\mathcal F)\simeq\Phi(\mathcal F)[-1]\), because \(\Phi(\mathcal F)\) is a finite direct sum of shifts of the \(E_\omega\). So \(\Phi(\mathcal F)\simeq\Phi(\mathcal F)[1]\): a bounded complex with finite-dimensional cohomology isomorphic to its own shift is zero.
- \(\Phi(\mathcal A\ast\mathcal F)=\mathcal A\ast\Phi(\mathcal F)=0\) for every \(\mathcal A\). The kernel of an exact functor is closed under shifts, cofibres and retracts, so it contains the thick span of these objects, which is \(\mathcal C_I^{\mathrm{Iwa}}\) by step 2.
-
$$\Phi(\Delta_e)=E_e\ne0\ \Longrightarrow\ \Delta_e\notin\mathcal C_I^{\mathrm{Iwa}};\qquad\Phi\ \text{factors through}\ \mathcal C_I/\mathcal C_I^{\mathrm{Iwa}}\twoheadrightarrow\mathrm{Vect}^{\Omega}.$$
Proof
- Steps 3 and 5. The quotient \(\mathcal C_I/\mathcal C_I^{\mathrm{Iwa}}\) (Verdier quotient by a thick subcategory) receives \(\Phi\), which is essentially surjective; so the Iwahori-generated part misses at least the sign-type module \(\mathrm{Vect}^{\Omega}\), on which every \(\Delta_s\) acts by \([-1]\).
- Dictionary: \(\Phi\) is the categorical form of the sign character \(\varepsilon\) of step 1 (\(T_s\mapsto-1\) becomes \(\Delta_s\mapsto[-1]\), \(T_\omega\mapsto1\) becomes a permutation of the components), that is, of the Iwahori-fixed line of the Steinberg representation; \(\ker\Phi\) is the categorical form of \(\ker\varepsilon\). For functions, \(\ker\varepsilon\) is strictly larger than the ideal when there are other Iwahori-spherical representations without \(K\)-fixed vectors; the same is expected for \(\ker\Phi\), and nothing here identifies \(\mathcal C_I^{\mathrm{Iwa}}\) with \(\ker\Phi\).
Literature and remarks
- Where Proposition II sits. The paper states its conjecture for \(\mathcal D_c(I\backslash LX)^{\mathrm{Sat}}\), and Devalapurkar's Conjecture 3.4.14 for the subcategory generated by \(\mathrm{IC}_0\) under the affine Hecke category. Proposition II is the reason: for the group the Iwahori-generated part is a proper two-sided ideal, and the quotient sees the sign character. For functions: the affine Hecke algebra has representations with Iwahori-fixed vectors but no spherical vector (Steinberg).
- Whittaker models. \(\Phi\) is Iwahori–Whittaker averaging for a character nondegenerate on all affine simple roots. With the finite simple roots only, one gets the Iwahori–Whittaker category of \(\operatorname{Fl}\) (Arkhipov–Bezrukavnikov), which categorifies the antispherical module rather than the sign character, since \(\Delta_{s_0}\) does not act by \([-1]\); on \(\operatorname{Gr}\), the Iwahori–Whittaker model of the Satake category (Bezrukavnikov–Gaitsgory–Mirković–Riche–Rider). The fully affine character lies outside these statements (Bezrukavnikov–Yun, Lemma 4.2.1, assumes a finite-type set of simple reflections), so the orbit lemma and the shift computation are proved on this page.
- Why not \(K_0\). \(\varepsilon\) kills the class of \(\mathcal A\ast c\ast\mathcal B\), but a direct summand of an object with vanishing class need not have vanishing class, and thick spans contain summands. An exact functor whose kernel contains the generators has no such gap: that is the role of \(\Phi\).
- The quotient. \(\mathcal C_I/\mathcal C_I^{\mathrm{Iwa}}\) contains at least \(\mathrm{Vect}^{\Omega}\) with the sign action; for functions, \(\mathcal H_I/\mathcal H_Ie_K\mathcal H_I\) is the algebra of the Iwahori-spherical representations without \(K\)-fixed vectors. \(\ker\Phi/\mathcal C_I^{\mathrm{Iwa}}\) is not described here.
- Beyond the group. A general \(X\) has no second side to average over. For functions, any Iwahori-spherical irreducible quotient of \(C_c^\infty(X(F))\) without a \(K\)-fixed vector obstructs generation (Corollary D): Steinberg for the group and for \(\mathrm{GL}_2/T\), Speh for \(\mathrm{GL}_{2n}/\mathrm{Sp}_{2n}\). For sheaves, Proposition III gives sufficient conditions and Proposition IV.2 locates the group's failure at the closed orbits.
Sources
References
- Arkhipov–Bezrukavnikov, Perverse sheaves on affine flags and Langlands dual group, Israel J. Math. 170 (2009); arXiv:math/0201073v6: §1.6 (\(D_{IW}\)), Lemma 2 (relevant orbits \(\leftrightarrow{}^fW\)), Proposition 2 and Theorem 2 (\(\mathrm{Av}_\Psi\simeq\Delta_e\ast(-)\) and the antispherical quotient), Lemma 4(c) (\(\mathrm{Av}_\Psi(j_{w!})\simeq\Delta_{w'}\)).
- Bezrukavnikov–Gaitsgory–Mirković–Riche–Rider, An Iwahori–Whittaker model for the Satake category, J. Éc. polytech. Math. 6 (2019); arXiv:1806.06527v3: §3.2, Lemma 3.3 (relevant orbits: strictly dominant \(\lambda\)), Lemma 3.8 (t-exactness), Theorem 3.9 (equivalence).
- Bezrukavnikov–Yun, On Koszul duality for Kac–Moody groups, Represent. Theory 17 (2013); arXiv:1101.1253v2: Lemma 4.2.1, for a finite-type set of simple reflections only.
- Laumon, Publ. Math. IHÉS 65 (1987), (1.1.3.4), after Deligne: \(R\Gamma_c(\mathbb A^1,\mathcal L_\psi)=R\Gamma(\mathbb A^1,\mathcal L_\psi)=0\). Frenkel–Gaitsgory–Vilonen, Ann. of Math. 153 (2001): the loop-group Whittaker character, background only.
- Borel, Invent. Math. 35 (1976), 3.5 (special character); Iwahori–Matsumoto, Publ. IHÉS 25 (1965), Theorem 3.5 (presentation); Devalapurkar, arXiv:2402.03995v2, Conjecture 3.4.14. Located on the note's functions page.